View source for Guilty Plea

{{Currency|August 2022}}
{{LevelZero}}{{HeaderSentencing}}{{HeaderProcedure}}

==Introduction==
{{seealso|Arraignment and Plea}}
A plea of guilty is the process by which a person admits criminal liability to an offence charged resulting in a conviction being entered and the forfeiting of a trial.

This process has three steps:<ref>
{{CanLIIR-N|Senior| (1996), 181 AR 1}} aff’d, [http://canlii.ca/t/1fr29 1997 CanLII 348] (SCC), [1997] 2 SCR 288{{perSCC|Lamer CJ}}<br>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|19}}<br>
</ref> 
# the entry of a guilty plea
# the acceptance of the plea, and
#the recording of the conviction.

Once a guilty plea has been entered the trial judge must impose a penalty for each of the charges associated with the guilty plea.<ref>
see [[Topic Index#Volume V: Sentencing|Sentencing]]
</ref>

A plea may be undone in one of several ways:
* the trial judge may expunge the guilty plea on the grounds that it was invalid;
* the trial judge may expunge the guilty plea at his discretion where the plea was unjust;
* the court of appeal may expunge a guilty plea on the basis that the acceptance caused a miscarriage of justice;
* the court of appeal may expunge a guilty plea on the basis that the trial judge improperly refused to expunge it;

{{reflist|2}}

==When a Guilty Plea Can be Entered==
A guilty plea should not be entered where the accused denies guilt.<ref>
{{CanLIIRx|Denis|1m02j|2005 QCCA 1089 (CanLII)}}{{TheCourtQCCA}} (3:0){{atL|1m02j|38}}</ref>

If the accused does not remember or recall the incident, the judge may still accept the guilty plea so long as the accused is capable to accept the allegation as correct.<ref>
{{CanLIIRP|Jawbone|1flh4|1998 CanLII 6104 (MB CA)|38 WCB (2d) 517}}{{perMBCA|Scott CJ}}
</ref>

A judge may accept a plea to an included offence only where there is the consent of the crown.<ref>s. [http://www.canlii.ca/t/7vf2#sec606 606(4)]</ref>

{{reflist|2}}
===Remote Appearance===
Section 650(2)(b) permits in "appropriate circumstances" guilty pleas to be permitted by audioconference where it is in the "interests of justice."<ref>
{{CanLIIRP|Daley|j6l78|2020 ONCJ 201 (CanLII)|163 WCB (2d) 411}}{{AtL|j6l78|17}}
</ref>

Under s. 715.23, a court may order an accused to appear by audioconference for a guilty plea or sentencing.<Ref>
{{ibid1|Daley}}{{AtL|j6l78|29}}
</ref>

{{reflist|2}}

==Acceptance of a Guilty Plea==
A conviction or finding of guilt is not entered until such time as the court accepts the plea. A plea by itself is not enough.<ref>
{{CanLIIRP|Senior|2ddb8|1996 ABCA 71 (CanLII)|1996 116 CCC (3d) 152}}{{TheCourtABCA}} (3:0)<br> 
{{CanLIIRP|Shrupka|1fl9s|2000 MBCA 112 (CanLII)|149 CCC (3d) 410}}{{perMBCA|Helper JA}} (3:0) at 24</ref>

; Arraignment
Before the accused can plead guilty he is supposed to be arraigned (have charges read to him).<ref>
e.g. {{CanLIIR|McLaren|1nrvn|1995 CanLII 6032 (SK QB)|135 Sask R 137}}{{perSKQB|Grotsky J}}
</ref>

; Offer vs Acceptance
The "offering" or "tendering" of a guilty plea by an accused is a separate and distinct step from the judge formally accepting the plea.<ref>
{{CanLIIRP|Cataract|1nqnd|1994 CanLII 4616 (SK CA)|[1994] S.J. No 524}}{{perSKCA|Bayda CJ}} (3:0){{atL|1nqnd|15}} ("It is made perfectly clear by this decision that the entering by an accused of a guilty plea is one step in the proceeding and the acceptance of that plea by the judge is a separate and distinct step.")
</ref>

; Presence of Accused
A plea must be taken in the presence of an accused “unless the court orders otherwise”.<ref>see s.650.01(3)(c)</ref>
This would potentially include acceptance of pleas through the use of video links.<ref>see 606(1.2); 650(1.1); 650(1.2)</ref>
{{quotation2|
606<br>
{{removed|(1), (2), (3), (4), (4.1), (4.2), (4.3) and (4.4)}}
; Video links
(5) For greater certainty, subsections 650(1.1) {{AnnSec6|650(1.1)}} and (1.2) {{AnnSec6|650(1.2)}} apply, with any modifications that the circumstances require, to pleas under this section if the accused has agreed to use a means referred to in those subsections.
<br>
R.S., {{LegHistory80s|1985, c. C-46}}, s. 606; 
R.S., {{LegHistory80s|1985, c. 27 (1st Supp.)}}, s. 125; {{LegHistory00s|2002, c. 13}}, s. 49; {{LegHistory10s|2015, c. 13}}, s. 21.
|{{CCCSec2|606}}
|{{NoteUp|606|5}}
}}

; Guilty Plea After Not Guilty Plea
If an accused previously plead not guilty, he must first apply to withdraw his not guilty plea.<ref>
e.g. {{supra1|McLaren}}
</ref>

{{reflist|2}}
==Requirements for a Valid Guilty Plea==
A plea of guilty can only be accepted by the Court if the requirements of s. 606(1.1) are satisfied. The provision states: 
{{quotation2|
; Pleas permitted
606<br>
{{removed|(1)}}
; Conditions for accepting guilty plea
(1.1) A court may accept a plea of guilty only if it is satisfied that
:(a) the accused is making the plea voluntarily;
::(b) the accused understands
::(i) that the plea is an admission of the essential elements of the offence,
::(ii) the nature and consequences of the plea, and
::(iii) that the court is not bound by any agreement made between the accused and the prosecutor; and
:(c) the facts support the charge.
; Validity of plea
(1.2) The failure of the court to fully inquire whether the conditions set out in subsection (1.1) {{AnnSec6|606(1.1)}} are met does not affect the validity of the plea.
<br>
{{removed|(2), (3), (4), (4.1), (4.2), (4.3), (4.4) and (5)}}
R.S., {{LegHistory80s|1985, c. C-46}}, s. 606; 
R.S., {{LegHistory80s|1985, c. 27 (1st Supp.)}}, s. 125; 
{{LegHistory00s|2002, c. 13}}, s. 49; 
{{LegHistory10s|2015, c. 13}}, s. 21;
{{LegHistory10s|2019, c. 25}}, s. 268;
{{LegHistory20s|2022, c. 17}}, s. 37.
|{{CCCSec2|606}}
|{{NoteUp|606|1.1|1.2}}
}}

Section 606(1.1) is a codification of the common law.<ref>
{{CanLIIRP|Sullivan|1h4rg|2004 BCSC 683 (CanLII)|BCTC 683}}{{perBCSC|Cole J}}{{atL|1h4rg|21}}<br>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|9}}<br>
</ref>

It is generally said that for a guilty plea to be valid it must possess the following attributes:<ref>
{{CanLIIRP|Hector|1fb50|2000 CanLII 5725 (ON CA)|146 CCC (3d) 81}}{{perONCA|Finlayson JA}} (3:0)<br>
see also:
{{CanLIIRP|Lyons|1ftlw|1987 CanLII 25 (SCC)|[1987] 2 SCR 309}}{{perSCC|La Forest J}} (5:2){{atp|371}}<br>
{{CanLIIRP|Leonard|1twnh|2007 SKCA 128 (CanLII)|307 Sask R 140}}{{perSKCA|Richards JA}} (3:0){{atL|1twnh|17}}<br>
{{CanLIIRP|Claveau|57c0|2003 NBCA 52 (CanLII)|684 APR 192}}{{perNBCA|Deschênes JA}} (3:0){{atL|57c0|7}}<br>
{{CanLIIRP|Pottie|1mpvm|1996 CanLII 5604|(1996) NSR 2d 56}}{{perNSCA|Pugsley JA}} (3:0)<br>
{{CanLIIRP|Fegan|g16wp|1993 CanLII 8607 (ON CA)|80 CCC (3d) 356}}{{perONCA|Finlayson JA}} (3:0){{atp|360}}<br>
{{CanLIIRP|RT|1p793|1992 CanLII 2834|17 CR (4th) 247}}{{perONCA-H|Doherty JA}} (3:0){{atp|252}} (Ont. C.A.) ("To constitute a valid guilty plea, the plea must be voluntary and unequivocal. The plea must also be informed, that is the accused must be aware of the nature of the allegations made against him, the effect of his plea, and the consequence of his plea.")<br>
</ref>
* voluntary, 
* unequivocal, 
* informed of the nature of the allegations and of the consequences of a plea.

The judge has the discretion of whether to accept or reject a guilty plea. <Ref>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|18}}
</ref>
This discretion is one that "if exercised judicially, will not be lightly interfered with."<ref>
{{CanLIIRPC|Thibodeou v The Queen|22tmv|1955 CanLII 57 (SCC)|[1955] SCR 646}}{{perSCC|Cartwright J}} (5:0){{atp|654}}<br>
see also {{CanLIIRP|Adgey|1twzm|1973 CanLII 37 (SCC)|[1975] 2 SCR 426}}{{perSCC|Dickson J}} (3:2){{atp|430}}</ref> 
This is so in order to promote the "gravity, finality and integrity of the process."<ref>
{{supra1|Hoang}}{{atL|1g4b9|24}}</ref>

While it is not essential for the acceptance of a guilty plea, it is recommended that the facts should be read to the judge before he accepts the guilty plea.<ref>
{{CanLIIRP|Cataract|1nqnd|1994 CanLII 4616 (SK CA)|[1994] S.J. No 524}}{{perSKCA|Bayda CJ}} (3:0)<br>
{{CanLIIRP|IBB|24btq|2009 SKPC 76 (CanLII)|339 Sask R 7}}{{perSKPC|Whelan J}}<br>
{{CanLIIRP|Corkum|2dgq2|1984 ABCA 226 (CanLII)|[1984] AJ No 970, 64 AR 354}}{{perABCA|Stevenson JA}} (3:0)<br>
</ref>

{{reflist|2}}

===Voluntariness===
Voluntariness of a plea refers to the "conscious volitional decision" of the accused to plea guilty "for reasons which he ... regards as appropriate."<ref>
{{CanLIIRx|Campbell|g6r9t|2014 NBPC 36 (CanLII)}}{{perNBPC|Cloutier J}}{{atL|g6r9t|42}}<br>
{{CanLIIRP|Rosen|1tx99|1979 CanLII 59 (SCC)|[1980] 1 SCR 961}}{{perSCC-H|Mclntyre J}} (8:1){{atp|974}}, 51 CCC (2d) 65{{atp|75}}<br>
</ref> 
It is one that is not the product of "coercion or duress."<ref>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|11}}<br>
</ref>

A voluntary plea requires "the conscious volitional decision of the accused to plead guilty for reasons which he or she regards as appropriate."<ref>
{{CanLIIRP|RT|1p793|1992 CanLII 2834 (ON CA)|10 OR (3d) 514}}{{perONCA-H|Doherty JA}} (3:0){{atp|520}}<br>
</ref>

An accused who feels under pressure to plead guilty is not generally enough to vitiate voluntariness. It is expected that a persons facing serious charges will feel pressure at the time of plea.<ref>
{{CanLIIRP|Carty|290vf|2010 ONCA 237 (CanLII)|253 CCC (3d) 469}}{{perONCA-H|Doherty JA}} -- Accused states "I think it is the best way."</ref>
The pressure of potentially avoiding the Crown from seeking a custodial sentence  does not render a plea involuntary.<ref>
{{supra1|Moser}} at para 33<br>
{{CanLIIR|Musoni|22tjk|2009 CanLII 12118 (ON SC)}}{{perONSC|Durno J}}{{atL|22tjk|30}}
</ref>

An involuntary plea will be the result of coersive or oppressive conduct by another, or personal circumstances, that ''unfairly'' deprives the accused of a free choice.<reF>
{{supra1|Moser}} at pra 33<br>
{{ibid1|Musoni}} at para 29<br>
</ref>

Death threats are sufficient to vitiate voluntariness on a guilty plea.<ref>
{{CanLIIRP|Easterbrook|1k6vk|2005 CanLII 12676 (ON CA)|65 WCB (2d) 2}}{{TheCourtONCA}}</ref>

A judge is not obliged to inquire into the motive for a guilty plea.<ref>
{{CanLIIRP|Khanfoussi|2czj5|2010 QCCQ 8687 (CanLII)|[2010] J.Q. No.10303}}{{perQCCQ|Healy J}}</ref>

Guilty plea motivated by a desire to avoid tougher sentence will not be grounds of striking the plea.<ref> 
{{CanLIIRP|Burden|6jcz|1996 CanLII 558 (ON CA)|90 OAC 169}}{{TheCourtONCA}} (3:0) - accused plead guilty on the suggestion of a dangerous offender application post-trial
</ref> 
Similarly, it is permissible for the crown to suggest that if a guilty plea is entered, bail will not be opposed prior to sentence.<ref>
{{CanLIIRP|Temple|1dcjb|1994 CanLII 3056 (BCCA)| (1995), BCJ No 331}}{{perBCCA|Taylor JA}}</ref>

There is no requirement that the accused's voluntarily decision must be rational or objectively in the accused's best interests.<ref>
{{CanLIIRP|MAW|1zg5w|2008 ONCA 555 (CanLII)|237 CCC (3d) 560}}{{perONCA|Laskin JA}}{{atL|1zg5w|33}}<br>
</ref>

; Limited Cognitive Capacity
A person of limited cognitive capacity must have "an ability to understand the process and make an active or conscious choice".
<ref>
{{ibid1|MAW}}{{atL|1zg5w|33}}<br>
</ref>

In all, the court must simply be satisfied that the accused (1) understands the process, (2) can communicate with counsel, and (3) be able to make a conscious choice" regardless of whether it is in their best interest.<ref>
{{CanLIIRP|Henneberry|h566k|2017 NSCA 71 (CanLII)|351 CCC (3d) 365}}{{perNSCA|Beveridge JA}}{{atL|h566k|25}} ("This standard only requires that a court need be satisfied the accused understands the process, can communicate with counsel, and be able to make a conscious choice.  It need not be a choice that is objectively wise, rational or necessarily in the accused’s best interests.")
</ref>

; Wilful Blindness
The accused should not be permitted to rely upon wilful blindness to establish that the plea was involuntary.<ref>
{{CanLIIRP|Girn|hxzt3|2019 ONCA 202 (CanLII)|373 CCC (3d) 139}}{{perONCA-H|Watt JA}}{{AtsL|hxzt3|62| to 3}}, {{atsL-np|hxzt3|79|}}.
</ref>

{{Reflist|2}}

===Equivocation===
Any conditional guilty plea, such as admission of guilt only where a particular outcome be granted, is not a guilty plea at all.<ref> 
{{CanLIIRP|Lucas|gd8rj|1983 CanLII 3600 (ON CA)|9 CCC (3d) 71}}{{perONCA-H|Martin JA}} (3:0){{atp|75}} ("A conditional plea of guilty is unknown to our law")</ref>

A guilty plea is considered conditional where the plea was done on advice of the lawyer who was mistaken to believe that an appeal of conviction and ruling would be possible after the plea was entered.<ref> 
{{CanLIIRP|Fegan|g16wp|1993 CanLII 8607 (ON CA)|80 CCC (3d) 356}}{{perONCA|Finlayson JA}} (3:0)</ref>
It is also conditional where the crown offers to allow a withdraw of a guilty plea if the judge does not adopt the joint recommendation.<ref>
{{CanLIIRP|Kleinsteuber|1dzrd|1997 CanLII 3567 (BC CA)|90 BCAC 223}}{{perBCCA|Esson JA}} (3:0) at 4-6</ref>

A withdraw could be supported where the accused asserts a potential valid defence.<ref>
{{CanLIIRP|Hunt|1glq3|2004 ABCA 88 (CanLII)|61 WCB (2d) 201}}{{perABCA|Wittmann JA}} (3:0){{atL|1glq3|15}}<br>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|11}}<br>
cf. {{CanLIIRx|Rulli|2f8mp|2011 ONCA 18 (CanLII)}}{{TheCourtONCA}} (3:0)</ref>

A guilty plea made merely to gain some sort of perceived advantage is not enough to invalidate the plea.<ref>
{{CanLIIRP|Hughes|2dkxz|1987 ABCA 69 (CanLII)| AR 294 (CA)}}{{perABCA|McClung JA}} (3:0)<br> 
{{CanLIIRP|Burden|6jcz|1996 CanLII 558 (ON CA)| OAC 169 (Ont. CA)}}{{TheCourtONCA}} (3:0)<br>
</ref>

An unequivocal plea is one that is "clear, plain, and capable of being understood in only one way."<ref>
{{supra1|Peters}}{{atL|g75bw|11}}<br>
</ref>

Where the charges are read personally to the accused before the plea, it will tend to "demonstrate the unequivocal character of the plea."<ref>
{{CanLIIRx|Campbell|g6r9t|2014 NBPC 36 (CanLII)}}{{perNBPC|Cloutier J}}{{atL|g6r9t|40}}<br>
{{CanLIIRP|T(R)|1p793|1992 CanLII 2834 (ON CA)| OR (3d) 514}}{{perONCA-H|Doherty JA}} (3:0){{atps|520-521}}<br>
{{CanLIIRP|Eastmond|1f7kk|2001 CanLII 7498 (ON CA)|[2001] OJ No 4353 (CA)}}{{TheCourtONCA}} (3:0){{atL|1f7kk|6}}<br>
{{CanLIIRP|Moser|1wcwt|2002 CanLII 49649 (ONSC)|163 CCC (3d) 286}}{{perONSC|Hill J}}{{atL|1wcwt|32}}<br>
</ref>

{{Reflist|2}}

===Informed===
A guilty plea that is informed has two components:<ref>
{{CanLIIRP|RT|1p793|1992 CanLII 2834 (ON CA)|10 OR (3d) 514}}{{perONCA-H|Doherty JA}} (3:0){{atL|1p793|14}}<br>
{{CanLIIRP|Quick|gn6d5|2016 ONCA 95 (CanLII)|129 OR (3d) 334}}{{perONCA|Laskin JA}} (3:0)<br>
{{CanLIIRx|Chen|hp3vj|2017 ONCA 946 (CanLII)}}{{TheCourtONCA}} (3:0){{atL|hp3vj|45}}<br>
</ref>
# the accused must be aware of the nature of the allegations; and
# the accused must be aware of the consequences of the plea.

For a guilty plea to be withdrawn on the basis that the accused was not aware of the relevant consequences of the guilty plea, the accused must establish that there was a subjective prejudice.<ref>
{{CanLIIRP|Wong|hs6fh|2018 SCC 25 (CanLII)|[2018] 1 SCR 696}}{{perSCC-H|Moldaver, Gascon and Brown JJ}} (4:3)
</ref>
To that end, they must establish, usually by affidavit, that there was a "reasonable possibility" that he would have":<ref>
{{ibid1|Wong}}
</ref>
# "opted for a trial" or
# pleaded guilty but with different conditions.

There is no requirement that there be a valid defence.<ref>
{{ibid1|Wong}}
</ref>
{{Reflist|2}}

===Understands Admissions===
The accused must have sufficient information regarding the nature of the charges against him.<ref>
{{CanLIIRP|Henry|fl10b|2011 ONCA 289 (CanLII)|277 CCC (3d) 293}}{{perONCA-H|Watt JA}} (3:0) - accused not able to listen to recordings making up allegations before plea, guilty plea invalidated</ref>

A guilty plea is informed where the accused has been provided with disclosure of the relevant facts of the case against him.<ref>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|11}}<br>
</ref>

A guilty plea will be found not to be informed where there is "an objective basis to convinced a court that there is a responsible possibility that a reasonable person in the same circumstances as the [accused] would have refused to plead guilty."<ref>
{{CanLIIRx|White|gnzpz|2016 NSCA 20 (CanLII)}}{{perNSCA|Bryson JA}}{{atL|gnzpz|41}}<br>
</ref>

The accused need only be aware of the “essential facts” to make out the charge and not the full extent of the details to plea guilty.<ref>
{{CanLIIRP|Raymond|2dvfs|2009 QCCA 808 (CanLII)|262 CCC (3d) 344}}{{perQCCA|Morin JA}} (3:0){{AtsL|2dvfs|100|}} and {{atsL-np|2dvfs|114|}}
</ref>
This follows the principle that guilty plea is only a bare admission and not acceptance of all surrounding circumstances.<ref> 
See s. 655 which states "Where an accused is on trial for an indictable offence, he or his counsel may admit any fact alleged against him for the purpose of dispensing with proof thereof."<br>
see also [[Guilty Plea#Agreed and Disputed Facts at Sentence]] below.
</ref>

There is no need that there be an agreed statement of facts.<ref>
{{CanLIIRx|Campbell|g6r9t|2014 NBPC 36 (CanLII)}}{{perNBPC|Cloutier J}}{{atL|g6r9t|43}}<br>
</ref>

Where the accused was not aware of what he was pleading guilty to, then it will be struck.<ref>
{{CanLIIRP|Halvorsen|1dcqw|1994 CanLII 1748 (BC CA)|50 BCAC 87}}{{perBCCA|Hollinrake JA}} (3:0)</ref>

A failure to disclose some evidence will not entitle a withdrawal of guilty plea unless a "reasonable and properly informed person, put in the same situation as the accused, would have run the risk of standing trial if he or she had had timely knowledge of the undisclosed evidence.."<ref>
{{supra1|Peters}}{{atL|g75bw|11}}<br>
</ref>

{{Reflist|2}}

===Understand Consequences===
The accused has a right to know the immediate consequence of the gulity plea. This includes "the realization that convictions would flow" and an appreciation of the nature of the potential penalties.<ref>
{{CanLIIRP|T(R)|1p793|1992 CanLII 2834 (ON CA)|17 CR (4th) 247}}{{perONCA-H|Doherty JA}} (3:0){{atL|1p793|37}}<br>
{{CanLIIRP|Meehan|fwxz9|2013 ONSC 1782 (CanLII)|OJ No 1565}}{{perONSC|Durno J}}{{atL|fwxz9|10}}<br>
</ref>
This does not include all possible consequences.<ref>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0), at 36<br> 
{{CanLIIRP|Raymond|2dvfs|2009 QCCA 808 (CanLII)|262 CCC (3d) 344}}{{perQCCA|Morin JA}} (3:0){{atL|2dvfs|114}}<br>
</ref>

Lack of knowledge of the consequences of pleading guilty is not necessarily determinative.<ref>
see {{CanLIIRP|Slobodan|2d9f9|1993 ABCA 33 (CanLII)|[1993] AJ No 11 (CA)}}{{perABCA|Fraser CJ}} (3:0)<br>
{{CanLIIRP|Tyler|1qrd4|2007 BCCA 142 (CanLII)|218 CCC (3d) 400}}{{perBCCA|Donald JA}} (3:0) <br>
{{CanLIIRP|Hunt|1glq3|2004 ABCA 88 (CanLII)|61 WCB (2d) 201}}{{perABCA|Whittmann JA}} (3:0)<br>
{{supra1|Hoang}} <br>
{{CanLIIRP|Fegan|g16wp|1993 CanLII 8607 (ON CA)|80 CCC (3d) 356}}{{perONCA|Finlayson JA}} (3:0)<br>
{{CanLIIRP|Claveau|57c0|2003 NBCA 52 (CanLII)|684 APR 192}}{{perNBCA|Deschênes JA}} (3:0)<br>
</ref>Instead, more seems to rely upon the impact on the decision, if the accused had been informed.<ref>
{{CanLIIRP|Riley|flqv9|2011 NSCA 52 (CanLII)|274 CCC (3d) 209}}{{perNSCA|Beveridge JA}} (3:0){{atL|flqv9|45}}</ref>

An awareness of the effect and consequences of a guilty plea does not include knowledge of what the result of the sentencing will be."<ref>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|11}}<br>
</ref>

“Consequences” of the plea does not include knowledge of the long-term or external consequences to a guilty plea<ref>
{{supra1|Hunt}}{{AtsL|1glq3|15|, 16}}</ref>, including the impact on their immigration status.<ref>
{{CanLIIRP|Tyler|1qrd4|2007 BCCA 142 (CanLII)|218 CCC (3d) 400}}{{perBCCA|Donald JA}} (3:0)<br>
{{CanLIIRx|Nersysyan|1l0bh|2005 QCCA 606 (CanLII)}}{{TheCourtQCCA}} (3:0)<br>
{{CanLIIRP|Meehan|fwxz9|2013 ONSC 1782 (CanLII)|OJ No 1565}}{{perONSC|Durno J}}<br>
</ref>

The courts can take into account the overall impact of the guilty plea when deciding whether they understood the consequence.<ref>
{{supra1|Riley}}{{atL|flqv9|45}}</ref>

; Advice
Inaccurate advice can render a plea invalid.<ref>
e.g. {{CanLIIRP|Tzeng|1qst7|2007 CanLII 6935 (ONSC)|[2007] OJ No 878 (SCJ)}}{{perONSC|Durno J}} <br>
{{supra1|Meehan}}{{atsL|fwxz9|12| to 13}}<br>
</ref>
This can include erroneous advice as to the available sentences.<ref>
{{CanLIIRP|Armstrong|6hqg|1997 CanLII 1487 (ON CA)|[1997] OJ No 45}}{{TheCourtONCA}} (3:0)
</ref> 
On a lack of awareness of certain non-criminal sanctions that flow from the conviction.<ref>
e.g. {{CanLIIRP|Stewart|1cc4b|2002 CanLII 16206 (ONSC)| MVR (4th) 103 (SCJ)}}{{perONSC|Glass J}}<br>
{{CanLIIRP|Fells|6j75|2003 CanLII 31609 (ONSC)|[2003] O.J. NO. 1392 (SCJ)}}{{perONSC|Kruzick J}} - unaware of effect of a discharge
</ref> 

It is not necessary that ''all'' consequences are canvassed, in particular, "surprising" consequences will not permit a new trial.<ref>
{{CanLIIRP|Closs|6gnz|1998 CanLII 1921 (ON CA)|[1998] OJ No 172}}{{perONCA|Carthy JA}} (“There are many negative consequences of having a criminal conviction and it cannot be expected that these will all be explained to an accused prior to a plea; nor should the convicted person expect the judicial system to provide a fresh start when a surprising consequence of the conviction is encountered.”)
</ref>

; Immigration Consequences

It will likely be insufficient if counsel simply inform the client of "serious consequences" without going into "specifics" of the immigration consequences of a guilty plea.<ref>
e.g. 
{{CanLIIRx|Rineda|j3mnn|2019 ONCA 935 (CanLII)}}{{TheCourtONCA}}{{AtL|j3mnn|10}} ("While his lawyer told him that there may be serious immigration consequences arising from his guilty pleas, his lawyer admits that he did not “get into the specifics”. Rather, he told the appellant that he should seek the advice of an immigration lawyer. Knowing that the in-custody appellant had not done so, and did not know the “specifics” about the consequences of a guilty plea, the lawyer assisted the appellant with entering his plea.")<br>
</ref>

{{Reflist|2}}

===Miscarriage of Justice===
An accused seeking to withdraw a guilty plea should show that a miscarriage of justice would result if the plea is not withdrawn.<ref>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|11}}<br>
</ref>

Valid grounds include where there is an appearance of unfairness.<ref>
{{CanLIIRP|Stork|htz7b|1975 CanLII 1258 (BCCA)| (1975) 24 CCC 210}}{{perBCCA|Farris CJ}} (3:0)<br>
{{CanLIIRP|Adgey|1twzm|1973 CanLII 37 (SCC)|[1975] 2 SCR 426}}{{perSCC|Dickson J}} (3:2){{atp|431}}</ref>

Unfairness would include where the accused was pressured or extorted into pleading guilty.<ref>
{{CanLIIRP|Lamoureux|gbf09|1984 CanLII 3492 (QC CA)|13 CCC (3d) 101}}{{perQCCA|Rothman JA}} (3:0)<br>
{{CanLIIRP|Temple|1dcjb|1994 CanLII 3056 (BCCA)|[1995] BCJ No 331 (BCCA)}}{{perBCCA|Taylor JA}}<br>
</ref>

There is no miscarriage of justice here it appears that the accused is attempting to cause "mischief" by obstructing the process, postponing sentence or is merely dissatisfied with the result.<ref>
{{supra1|Peters}}{{atL|g75bw|11}}<br>
</ref> 

The motive to enter a guilty plea is only relevant insofar as it is relevant to the issue of whether there was a miscarriage of justice.<ref>
{{supra1|Peters}}{{atL|g75bw|11}}<br>
</ref>

Counsel who gives wrong legal advice may be a basis for there to be a miscarriage of justice.<ref>
{{CanLIIRP|White|26dw9|2009 NSSC 313 (CanLII)|905 APR 48}}{{perNSSC|Cacchione J}}{{atL|26dw9|10}}<br>
</ref>

{{Reflist|2}}

==Inquiry Into Guilty Plea==
The judge has discretion to inquire into whether the accused meets these criteria.<ref>
See  {{CanLIIRPC|Brosseau v The Queen|1xcgb|1968 CanLII 59 (SCC)|[1969] SCR 181}}{{perSCC|Cartwright CJ}} (4:1)<br> 
{{CanLIIRPC|Thibodeau v The Queen|22tmv|1955 CanLII 57 (SCC)|[1955] SCR 646}}{{perSCC|Cartwright J}} (5:0) <br>
{{CanLIIRPC|Adgey v The Queen|1twzm|1973 CanLII 37 (SCC)|[1975] 2 SCR 426, 13 CCC (2d) 177}}{{perSCC|Dickson J}} (3:2)<br>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atsL|18|1g4b9}}, {{atsL-np|1g4b9|21| to 24}}<br>
See:  {{CanLIIRP|Lamoureux|gbf09|1984 CanLII 3492|13 CCC (3d) 101}}{{perQCCA|Rothman JA}} (3:0)<br> 
{{CanLIIR-N|Antoine| (1984) 40 CR (3d) 375}}<br>
</ref>

A judge need not “fully inquire” into whether 606(1.1) is met before accepting a guilty plea.<ref> 
see 606(1.2)<br>{{CanLIIRP|Eizenga|2fmpr|2011 ONCA 113 (CanLII)|270 CCC (3d) 168}}{{perONCA|Weiler JA}} (3:0){{atL|2fmpr|47}}<br> 
{{CanLIIRP|Messervey|2b612|2010 NSCA 55 (CanLII)|922 APR 359}}{{perNSCA|Beveridge JA}} (3:0)<br> 
{{CanLIIRP|Walsh|1mssx|2006 CanLII 7393 (ON CA)|206 CCC (3d) 543}}{{perONCA|Armstrong JA}} (3:0){{atL|1mssx|28}}<br>
{{CanLIIRP|JGT|5fhs|2003 BCCA 1 (CanLII)|178 BCAC 29}}{{perBCCA|Rowles JA}} (3:0){{atL|5fhs|19}}<br>
</ref> 
It is nonetheless recommended that an inquiry be made into the 606(1.1) criteria.<ref>
{{CanLIIR-N|Gates|2010 BCCA 378}}{{ats-|21-22}}<br>
{{CanLIIRP|Leiviska|fkr1s|2011 BCCA 145 (CanLII)|277 CCC (3d) 213}}{{perBCCA|Chiasson JA}}{{atL|fkr1s|25}}<br>
{{supra1|JGT}}{{atL|5fhs|19}}<br>
</ref>

{{quotation2|
606<br>
{{removed|(1) and (1.1)}}
; Validity of plea
(1.2) The failure of the court to fully inquire whether the conditions set out in subsection (1.1) {{AnnSec6|606(1.1)}} are met does not affect the validity of the plea.
<br>
{{removed|(2), (3), (4), (4.1), (4.2), (4.3),  (4.4) and (5)}}
R.S., {{LegHistory80s|1985, c. C-46}}, s. 606;
R.S., {{LegHistory80s|1985, c. 27 (1st Supp.)}}, s. 125; 
{{LegHistory00s|2002, c. 13}}, s. 49; 
{{LegHistory10s|2015, c. 13}}, s. 21;
{{LegHistory10s|2019, c. 25}}, s. 268.
|{{CCCSec2|606}}
|{{NoteUp|606|1.2}}
}}

Where an accused is represented by counsel, the judge may presume that counsel canvassed the elements under s. 606(1.1).<ref>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|11}}<br>
</ref>

The extent of the inquiry will vary with the seriousness of the charge.<ref>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|21}}
</ref>

Where the plea is entered in open court it is presumed valid.<ref>
See below citing {{CanLIIRP|Eide|fm5rg|2011 SKCA 81 (CanLII)|375 Sask R 34}}{{perSKCA|Klebuc JA}} (3:0){{atL|fm5rg|8}}</ref>

When entered with counsel it is presumed that the accused was "fully familiar with the circumstances surrounding the offence and to have been aware of the consequences of entering a guilty plea.<ref>
{{CanLIIR-N|Paiero|, (1986), 71 NSR (2d) 268 (CA)}}</ref>
The presumption is stronger where it is done after consulting with experienced counsel.<ref>
{{CanLIIRP|Swanson|53zp|2000 BCCA 177 (CanLII)|222 WAC 108}}{{perBCCA|Prowse JA}} (3:0){{atL|53zp|24}}</ref>

The judge has a duty to "satisfy himself that the accused admits sufficient facts to sustain the plea."<ref>
{{supra1|Peters}}{{atL|g75bw|11}}<br>
</ref>

{{reflist|2}}

==Procedural Effect of a Guilty Plea==
Once a plea has been made it is considered formal proof of the offence committed. There is no longer burden on the Crown to prove the charge beyond a reasonable doubt.<ref>
{{CanLIIRP|WBC|1cx5m|2000 CanLII 5659 (ON CA)|142 CCC (3d) 490}}{{perONCA|Wiler JA}} (2:1)<br>
{{CanLIIRP|Wong|hs6fh|2018 SCC 25 (CanLII)|[2018] 1 SCR 696}}{{perSCC-H|Moldaver, Gascon and Brown JJ}}{{atL|hs6fh|2}} ("By pleading guilty, an accused waives his or her constitutional right to a trial, relieving the Crown of its burden to prove guilt beyond a reasonable doubt.")
</ref> 
It is considered admission of the essential legal ingredients to the offence.<ref>
{{CanLIIRP|Gardiner|1lpcq|1982 CanLII 30 (SCC)|[1982] 2 SCR 368}}{{perSCC|Dickson J}} (4:3) <br>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|17}}</ref> 
However, a plea is not formal proof of the underlying facts. <ref>
{{CanLIIRP|Berry|htx5l|1957 CanLII 505 (ON CA)| (1957) 118 CCC 55 (Ont.CA)}}{{perONCA|Roach JA}} (5:0)</ref>

A guilty plea is considered the end of the challenge to the criminal charge against the accused.
<ref>
{{CanLIIRP|Bowman|21863|2008 BCCA 410 (CanLII)|261 BCAC 285}}{{perBCCA|Lowry JA}} (3:0)<br> 
{{CanLIIRP|Duong|1nq1g|2006 BCCA 325 (CanLII)|142 CRR (2d) 261}}{{perBCCA|Rowles JA}} (3:0)<br>
</ref> 
In pleading guilty, the accused is consenting to a conviction being entered without a trial.<ref>
{{supra1|Hoang}}{{atL|1g4b9|17}}</ref>
This also means that the guilty plea will extinguish any procedural rights, rights of appeal or ability to challenge the ruling of guilt.<ref>
{{CanLIIRPC|Korponay v Canada (Attorney General)|1lpbj|1982 CanLII 12 (SCC)|[1982] 1 SCR 41}}{{perSCC|Lamer J}} (9:0){{atp|49}}<br>
{{CanLIIRP|Richard|1fr67|1996 CanLII 185 (SCC)|[1996] 3 SCR 525}}{{perSCC|La Forest J}} (9:0)<br>
Brady v US, 397 US 742 (1970){{atp|748}}<br>
</ref>
There can only be a re-opening of the issue of admissibility of the evidence if the accused was not aware of the effect of the guilty plea.<ref>
See {{supra1|Duong}}
</ref> 

Where a Charter application fails and there remains no further defence, the proper procedure to preserve the right of appeal is to admit the facts alleged and invite the judge to convict.<ref>See 
{{ibid1|Duong}}{{atL|1nq1g|8}}<br>
{{CanLIIRP|Carter|1fw4s|2003 BCCA 632 (CanLII)|190 BCAC 178}}{{perBCCA|Finch CJ}}{{atL|1fw4s|6}}<br> 
{{CanLIIRP|Webster|21ls8|2008 BCCA 458 (CanLII)|238 CCC (3d) 270}}{{perBCCA|Frankel JA}} (3:0){{atsL|21ls8|19| to 22}}<br>
cf. {{CanLIIRP|Liberatore|gfl1x|2014 NSCA 109 (CanLII)|318 CCC (3d) 441}}{{perNSCA|Fichaud JA}} (3:0){{atL|gfl1x|13}}<br>
</ref>

{{reflist|2}}

==Withdrawing a Guilty Plea==
A guilty plea can be expunged by either the trial judge or by an appellate court.<ref>
{{CanLIIRP|Leonard|1twnh|2007 SKCA 128 (CanLII)|307 Sask R 140}}{{perSKCA|Richards JA}} (3:0) {{atL|1twnh|19}}
</ref>

{{reflist|2}}
===Presumptions and Burdens===
The demands of justice require that there be finality to a proceeding where there was a guilty plea.<Ref>
R v Moser 2002 CanLII 49649 (ON SC), [2002] O.J. No. 552 at para. 42{{fix}}<br>
</ref> Consequently, there is "no absolute and unrestricted right to have a guilty plea withdrawn."<ref>
{{ibid1|Moser}}{{atL||40}}
</ref>

If the plea is valid it generally cannot be withdrawn.<ref>
{{CanLIIRP|T(R)|1p793|1992 CanLII 2834 (ON CA)| CR (4th) 247}}{{perONCA-H|Doherty JA}} (3:0)<br>
{{CanLIIRP|Hector|1fb50|2000 CanLII 5725 (ON CA)|146 CCC (3d) 81}}{{perONCA|Finlayson JA}} (3:0)
</ref>
Likewise, an appellate court cannot quash a conviction where the guilty plea was valid.<ref>
{{CanLIIRP|Arcand|1l719|2000 SKCA 60 (CanLII)|199 Sask R 4}}{{perSKCA|Cameron JA}}{{atL|1l719|3}} ("the law empowers an appellate court to expunge a guilty plea ... and to quash the resulting conviction, but only on valid grounds. It is not within the power of an appellate court to expunge a voluntary, unequivocal, and informed plea of guilty, made by a person unaware of the nature of the allegations, the effect of the plea, and its consequences")<br>
</ref>

A plea in open court by an accused represented by counsel is presumptively valid.<ref>
{{CanLIIRP|Eide|fm5rg|2011 SKCA 81 (CanLII)|375 Sask R 34}}{{perSKCA|Klebuc JA}} (3:0)<br>
{{CanLIIRP|Swanson|53zp|2000 BCCA 177 (CanLII)|222 WAC 108}}{{perBCCA|Prowse JA}} (3:0)<br>
</ref> 
Where the accused is represented by counsel there is a strong presumption of validity.<ref>
{{CanLIIRP|Laffin|22htw|2009 NSCA 19 (CanLII)|[2009] NSJ No 66}}{{perNSCA|Hamilton JA}} (3:0){{atL|22htw|44}}<br> 
{{CanLIIRP|Eizenga|2fmpr|2011 ONCA 113 (CanLII)|[2011] OJ No 524}}{{perONCA|Weiler JA}} (3:0){{atL|2fmpr|4}}<br>
</ref>

The accused "bears the onus of demonstrating that the plea is not valid."<Ref>
{{CanLIIRP|Eastmond|1f7kk|2001 CanLII 7498 (ON CA)|[2001] Carswell Ont 3911 (O.C.A.)}}{{TheCourtONCA}} (3:0){{atL|1f7kk|6}}<br>
see also, {{CanLIIRP|Clermont|234d8|1996 CanLII 10244 (NSCA)|150 NSR (2d) 264 (NSCA)}}{{perNSCA|Clarke CJ}}
</ref>

The burden is upon the accused to establish the guilty plea as invalid.
<ref> 
{{ibid1|Eizenga}}{{atsL|2fmpr|45| to 46}}<br>
{{CanLIIRP|Djekic|1fb9n|2000 CanLII 16822 (ON CA)|147 CCC (3d) 572}}{{TheCourtONCA}} (3:0){{atL|1fb9n|6}}: on appeal the accused has burden to establish plea was invalid<br> 
{{CanLIIRP|Rajaeefard|6j70|1996 CanLII 404 (ON CA)|104 CCC (3d) 225}}{{perONCA|Morden ACJ}} (2:1)<br> 
{{CanLIIRP|Rubenstein|22kn1|1987 CanLII 2834 (ON CA)|41 CCC (3d) 91}}{{perONCA|Zuber JA}}<br>
{{CanLIIRx|Cloutier|1mq2j|2006 QCCA 277 (CanLII)}}{{perQCCA|Martin JA}} (3:0)<br>
{{supra1|T(R)}}{{atp|519}}<br>
{{CanLIIRPC|Brun v R|1mlbx|2006 NBCA 17 (CanLII)|769 APR 147}}{{TheCourtNBCA}} (3:0){{atL|1mlbx|8}}<br>
</ref>
This is on the standard of balance of probabilities.<ref>
{{CanLIIRP|Eizenga|2fmpr|2011 ONCA 113 (CanLII)|270 CCC (3d) 168}}{{perONCA|Weiler JA}} (3:0)<br>
</ref>

An accused represented by counsel is presumed to be familiar with the circumstances surrounding the offence and the consequences of the plea.<ref>
{{CanLIIR-N|Paiero|, [1986] NSJ No 98 (NSCA)}}<br>
{{CanLIIRP|McKinnon|1rz66|2007 ABQB 432 (CanLII)|420 AR 301}}{{perABQB|Belzil J}}{{atL|1rz66|54}}<br>
</ref>

Public policy suggests that a guilty plea should not be withdrawn "except in exceptional circumstances."<ref>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|25}}</ref>
Both parties benefit from guilty pleas. The accused is given the mitigating effect of the plea and will sometimes have other charges withdrawn. The Crown and courts will forgo the costs associated with having a trial. The validity of a guilty plea promotes essential values of the administration of justice.<ref>
{{ibid1|Hoang}}{{atsL|1g4b9|25| to 27}}</ref>
As such a plea should be withdrawn only where the plea results in a miscarriage of justice which arise from either an invalid guilty plea or some other prejudice that results from the plea.<ref>
{{ibid1|Hoang}}{{atL|1g4b9|27}}</ref> 

{{reflist|2}}

==Trial Judge Withdraw or Invalidate a Guilty Plea==
There are two overlapping bases for a judge to withdraw a guilty plea:
# the plea was found to be invalid; or
# at the discretion of the judge.

The validity is determined on the basis of the essential elements of a plea being voluntary, unequivocal, and informed.<ref>
see above on Validity of a Guilty Plea
</ref>

A guilty plea can be withdrawn at the discretion of the trial judge at any time before sentencing.<ref> 
{{CanLIIRP|Atlay|1d9lc|1992 CanLII 1081 (BCCA)|70 CCC (3d) 553}}{{perBCCA|McEachern JA}} (3:0)<br>
{{CanLIIRPC|Thibodeau v R|22tmv|1955 CanLII 57 (SCC)|[1955] SCR 646}}{{perSCC|Cartwright J}} (5:0){{atL|22tmv|21}}<br>
</ref>
This discretion should be exercised "judicially."<ref>
{{ibid1|Thibodeau}}{{atL|22tmv|21}}</ref>
However, the discretion is reviewable by an appellate court.

If the accused has been sentenced and wishes to withdraw the guilty plea, the trial judge is ''[[Functus Officio|functus]]'' and has no jurisdiction to consider an application. An appellate court may only interfere with a guilty plea and quash it where the plea resulted in a "miscarriage of justice" under s. 686(1)(a)(iii).<ref>
see below re Appealing a Guilty Plea<br>
</ref>

{{reflist|2}}

==Discretion of Trial Judge to Rescind Guilty Plea==
The trial judge may rescind a guilty plea at his discretion on the basis of the Adgey factors including: <ref>
{{CanLIIRP|Adgey|1twzm|1973 CanLII 37 (SCC)|[1975] 2 SCR 426}}{{perSCC|Dickson J}} (3:2){{atL|1twzm|49}}<br>
{{CanLIIRP|Joseph|5k4t|2000 BCSC 1891 (CanLII)|[2000] BCJ No 2850 (B.C.S.C.)}}{{perBCSC|Taylor J}} at 48<br>
{{CanLIIRP|Stockley|2467r|2009 NLCA 38 (CanLII)|888 APR 56}}{{perNLCA|Roberts JA}} (3:0){{atL|2467r|7}}<br>
{{CanLIIRP|Nevin|1nx31|2006 NSCA 72 (CanLII)|210 CCC (3d) 81}}{{perNSCA-H|Bateman JA}} (3:0){{atL|1nx31|20}}<br>
</ref>
# whether the accused was represented by (experienced) counsel<ref>Joseph at 48</ref>
# whether the accused was apprised of his position<ref>
{{supra1|Joseph}} at 48</ref> 
# did the accused have a valid defence<ref>
{{supra1|Joseph}} at 48</ref>
# was the plea given while under pressure and did he have enough time to contemplate the decision<ref>Joseph at 48</ref>
# whether the accused had experience in the criminal justice system (usually shown by a criminal record)<ref>
{{supra1|Joseph}} at 48</ref>
# the adequacy of the judge's inquiry into the plea<ref>
{{CanLIIRx|Jack|fvm4b|2012 BCSC 1991 (CanLII)}}{{perBCSC|Fitch J}}{{atL|fvm4b|64}}<br>
</ref>

The overarching factor in this analysis is whether the accused can establish that “his plea was wrong and it would be unjust to uphold the plea.”<ref>
{{supra1|Adgey}}{{atL|1twzm|49}}</ref>

If a judge performs the inquiry under s. 606(1.1) then it is unlikely that a judge should set aside the guilty plea.<ref> 
{{CanLIIRP|Brun|1mlbx|2006 NBCA 17 (CanLII)|769 APR 147}}{{TheCourtNBCA}} (3:0)</ref>

{{reflist|2}}

==Appeal of a Guilty Plea or Refusal to Rescind a Guilty Plea==
{{seealso|Appeals}}
An appellate Court may expunge a guilty plea and quash a conviction on "valid grounds."<ref>
{{CanLIIRP|Adgey|1twzm|1973 CanLII 37 (SCC)|[1975] 2 SCR 426 (SCC)}}{{perSCC|Dickson J}} (3:2)<br>
{{CanLIIRP|RT|1p793|1992 CanLII 2834 (ON CA)|10 OR (3d) 514}}{{perONCA-H|Doherty JA}} (3:0) - Doherty stated that “[a]n accused who is convicted upon his or her plea of guilty may appeal that conviction.  An appellate court will permit the withdrawal of a guilty plea and quash the consequent conviction where there are "valid grounds" for doing so: .... No finite list of all "valid grounds" can be provided.”
</ref>

The onus is upon the appellant to establish that the plea was invalid on a balance of probabilities.<ref>
{{CanLIIRP|Easterbrook|1k6vk|2005 CanLII 12676 (ON CA)|[2005] OJ No 1486 (ONCA)}}{{TheCourtONCA}} (3:0)<br>
</ref>

The appellate court may ''not'' expunge a plea that is "voluntary, unequivocal and informed guilty plea made by a person aware of the nature of the allegations, the effect of a plea and its consequences."<ref>
{{CanLIIRP|Kinney|fnk54|2011 SKCA 122 (CanLII)|377 Sask.R. 107}}{{perSKCA|Caldwell JA}} (3:0){{atL|fnk54|2}}<br>
{{CanLIIRP|Arcand|1l719|2000 SKCA 60 (CanLII)|199 Sask R 4}}{{perSKCA|Cameron JA}} (3:0)<br>
{{supra1|RT}}{{atL|1p793|14}}<br>
</ref>

The Court of Appeal may also undo a guilty plea on the basis of a "miscarriage of justice" under s. 686(1)(a)(iii).<ref>
see also [[Appeals#Miscarriage of Justice (686(1)(a)(iii))]]
</ref>

{{reflist|2}}
===Grounds===
An appellate court has the ability to remove a guilty plea and quash a conviction where there are "valid grounds" to do so. What constitutes valid grounds is open-ended and can include a variety of situations.<ref> 
{{CanLIIRP|Taillefer, Duguay|1g992|2003 SCC 70 (CanLII)|[2003] SCJ No 75}}{{perSCC|LeBel J}} (9:0) at 431 <br>
{{CanLIIRP|Adgey|1twzm|1973 CanLII 37 (SCC)|[1975] 2 SCR 426 (SCC)}}{{perSCC|Dickson J}} (3:2)<br>
{{CanLIIRPC|Queen v Bamsey|21vc2|1960 CanLII 35 (SCC)|(1960), SCR 294}}{{perSCC|Ritchie J}} (7:0){{atp|298}}<br>
{{CanLIIRP|Porter|1mqmv|1994 CanLII 4019 (NSCA)|NSJ No 304}}{{perNSCA|Pugsley JA}} (2:1){{atL|1mqmv|25}}<br>
</ref>  

There must be "valid grounds" to withdraw a guilty plea.<ref>
{{supra1|Adgey}}{{atp|431}}</ref>
This includes where there is:<ref> 
see {{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|30}} ("the appellant did not appreciate the nature of the charge, or the appellant did not intend to admit that he was guilty of it; or where upon the admitted facts, the appellant could not in law have been convicted of the offence charged")<br>
{{CanLIIRP|McLaughlin|fx61d|2013 NBCA 28 (CanLII)|1045 APR 358}}{{TheCourtNBCA}} (3:0)
</ref>
* a misunderstanding by the accused of the nature of the charge 
* a misunderstanding by the accused of the effect of his plea, such as where
** the accused never intended to admit guilt <ref>e.g. {{CanLIIRP|SK|231v4|1995 CanLII 8926 (ON CA)|99 CCC (3d) 376}}{{perONCA|Carthy JA}} (3:0)</ref>
** there was a serious question as to the accused's mental state at the time of entering the plea
* improper inducements or threats by the police, defence counsel, or the trial judge<ref>
see {{CanLIIRP|Nevin|1nx31|2006 NSCA 72 (CanLII)|210 CCC (3d) 81}}{{perNSCA-H|Bateman JA}} (3:0)<br>
{{CanLIIRP|Lamoureux|gbf09|1984 CanLII 3492 (QC CA)|13 CCC (3d) 101}}{{perQCCA|Rothman JA}} (3:0)<br> 
{{CanLIIRP|Laperrière|1nk99|1995 CanLII 4706 (QC CA)|101 CCC (3d) 462}}{{perQCCA|Bisson JA}} aff'd [1996] 2 SCR 284{{perSCC|La Forest J}} (7:0)<br>
{{CanLIIRP|Djekic|1fb9n|2000 CanLII 16822 (ON CA)|147 CCC (3d) 572}}{{TheCourtONCA}} (3:0)<br> 
{{CanLIIRP|Rajaeefard|6j70|1996 CanLII 404 (ON CA)|104 CCC (3d) 225}}{{perONCA|Morden ACJ}} (2:1)<br>
</ref>
* the accused did not fully appreciate the nature of the charge or the effect of the plea.<ref>
see {{CanLIIR-N|Melanson| (1983), 59 NSR (2d) 54 (CA)}}
</ref>
* the accused plea guilty to get some short term advantage<ref>
{{CanLIIRP|Tyler|1qrd4|2007 BCCA 142 (CanLII)|218 CCC (3d) 400}}{{perBCCA|Donald JA}} (3:0)<br>
{{CanLIIRP|Meehan|fwxz9|2013 ONSC 1782 (CanLII)|OJ No 1565}}{{perONSC|Durno J}}{{atL|fwxz9|19}}<br>
</ref>

A further situation where the plea can be withdrawn is where there is a miscarriage of justice.<ref>
{{CanLIIR-N|Gates|, 2010 BCCA 378, 293 BCAC 243}}{{at-|2}}</ref>
This includes where:
* the accused has been given wrong legal advice<ref>
{{CanLIIRP|Armstrong|6hqg|1997 CanLII 1487 (ON CA)|(1997) 33 WCB 2d 254 (ONCA)}}{{TheCourtONCA}} (3:0) - lawyer gave advice that D was able to get discharge when it was not available
</ref>
*  if on the admitted facts, he could not be convicted of the offence<ref>
{{supra1|Melanson}}{{at-|6}}<br>
</ref>

A change of plea is rarely granted, first, because of the mischief it could cause and the lack of certainty in plea deals, second, need to ensure fairness to the victims, complainants and witnesses involved.
<ReF>
{{CanLIIRP|Hallam|1fw7p|2003 BCPC 333 (CanLII)|[2003] BCJ No 2176}}{{perBCPC|Brecknell J}}<br>
{{CanLIIRP|Murphy|1mqdm|1995 CanLII 4329|[1995] NSJ No 41}}{{perNSCA|Chipman JA}} (3:0) at 10
</ref>

Representation by counsel is a significant factor.<ReF>
{{CanLIIRP|McCollum|1ww90|2008 NSCA 36 (CanLII)|847 APR 273}}{{perNSCA-H|Bateman JA}} (3:0){{atL|1ww90|10}}</ref>

A co-accused who is acquitted does not change the validity of the guilty plea.<ref> 
{{CanLIIRP|Hick|1fsgt|1991 CanLII 47 (SCC)|[1991] 3 SCR 383}}{{perSCC-H|Stevenson J}} (5:0)</ref>

Guilty plea are more likely be struck where there are English language problems.<ReF>{{CanLIIRP|Meers|1d96w|1991 CanLII 311 (BC CA)|64 CCC (3d) 221}}{{TheCourtBCCA}} (3:0)<br>
{{CanLIIRP|Golubev|23826|2009 ONCA 333 (CanLII)|OJ No 1659}}{{TheCourtONCA}} (3:0)<br>
</ref>

Where there was no meeting between the lawyer and the accused there will be a tendency to lean towards revoking the guilty plea.<ref>
{{ibid1|Golubev}} </ref>

Where the accused has counsel, and with the absence of any challenge to professionalism or competence, the court may infer that counsel took necessary steps to ensure the accused understood the nature and consequences of the plea.<ref>
{{CanLIIRP|Eastmond|1f7kk|2001 CanLII 7498 (ON CA)|[2001] OJ No 4353 (CA)}}{{TheCourtONCA}} (3:0){{AtsL|1f7kk|6| to 7}}<br> 
{{CanLIIRP|Dallaire|1fbsd|2001 CanLII 8276 (ON CA)|[2001] OJ No 1722 (CA)}}{{TheCourtONCA}} (3:0){{atL|1fbsd|2}}<br>
{{CanLIIRP|Thissen|6gzf|1998 CanLII 2713 (ON CA)|[1998] OJ No 1982 (CA)}}{{TheCourtONCA}} (3:0){{atL|6gzf|6}}<br>
{{CanLIIRP|Moser|1wcwt|2002 CanLII 49649 (ONSC)|163 CCC (3d) 286}}{{perONSC|Hill J}}{{atsL|1wcwt|34|}}, {{atsL-np|1wcwt|37| to 39}}<br>
</ref>

Where there was a lack of understanding of collateral consequences relating to access to his child can be sufficient to invalidate the guilty plea.<ref>
{{CanLIIR|Fox|jv1wk|2023 ONCA 40 (CanLII)}}{{TheCourtONCA}}
</ref>

{{Reflist|2}}

==Procedure for Withdrawing Guilty Plea==

Proving the invalidity of a guilty plea may be established by the record. However, if it is not apparent from the record, the court must have the appellant file his "own affidavit and any other affidavit that might be relevant to the issue."<ref>
{{CanLIIRP|Wiebe|fvfd0|2012 BCCA 519 (CanLII)|331 BCAC 208}}{{perBCCA|Ryan JA}} (3:0){{atL|fvfd0|22}}<br>
</ref>

If the grounds includes an allegation of misconduct or incompetence of previous defence counsel, the Crown may get a affidavit from the previous defence counsel to respond to the allegations.<ref>
{{ibid1|Wiebe}}{{AtL|fvfd0|22}}</ref>
The previous defence counsel is still bound by solicitor-client privilege unless waived.

Under [{{CCCSec|683}} s. 683], either side may apply to cross-examine the affiant.<ref>
e.g. {{ibid1|Wiebe}}{{atL|fvfd0|22}}<br>
{{CanLIIRx|Hannon|54p2|1999 BCCA 56 (CanLII)}}{{perBCCA|Goldie JA}} (3:0)
</ref>

An appellant must obtain leave of the appellate court to withdraw the plea.<ref>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|15}}
("the appellant must obtain leave to withdraw his plea of guilty. This hurdle may be overcome where the Crown concedes the invalidity of the plea of guilty as was the case in Fegan and Claveau.") </ref>

; Appeal of an Application to Withdraw
Factual findings of the trial judge on an application to withdraw is "accorded significant deference."<ref>
see {{CanLIIRP|Leonard|1twnh|2007 SKCA 128 (CanLII)|307 Sask R 140}}{{perSKCA|Richards JA}} (3:0){{atL|1twnh|21}}<br>
</ref>

{{reflist|2}}

===Jury Trials===
A guilty plea before the commencement of a jury trial is to be accepted by the presiding judge.<ReF> 
{{CanLIIR-N|Luis| (1989) 20 CCC (3d) 298}}
</ref>
A change of plea during a jury trial should be done to  the judge presiding.<ref>
eg. {{CanLIIRP|Rowbothham|1frrr|1994 CanLII 93 (SCC)|90 CCC (3d) 449}}{{perSCC|Lamer CJ}} (7:0){{atL|1frrr|36}} - judge accepts a “directed verdict” of not guilty<br>
see also Ewaschuk, Criminal Pleadings and Practice in Canada at 14:1080</ref> 
This is despite the fact that the accused was put in charge of the jury.

The accused does not need to re-elect to another mode of trial to put in the guilty plea.<ref>
{{CanLIIRP|Murray|59f7|2000 NBCA 2 (CanLII)|593 APR 11}}{{perNBCA|Ryan JA}} (3:0)
</ref>
By contrast, the older method would involve the jury taking the plea directly from the accused, if the guilty plea were to occur during the trial.<ref>
See {{CanLIIRP|Walker|1ttqp|1939 CanLII 2 (SCC)|[1939] SCR 214}}{{perSCC|Duff CJ}} (5:0)</ref>

{{Reflist|2}}

==Plea to Lesser Offences==
A judge can accept a guilty plea to an offence listed in the charge ''or'' any other charge arising from the same transaction where the Crown consents. 
Under s. 606(4), a guilty plea to a lesser included offence in permissible as stated:

{{quotation2|
s. 606<br>
{{removed|(1), (1.1), (1.2), (2) and (3)}} 
; Included or other offence
(4) Notwithstanding any other provision of this Act, where an accused or defendant pleads not guilty of the offence charged but guilty of any other offence arising out of the same transaction, whether or not it is an included offence, the court may, with the consent of the prosecutor, accept that plea of guilty and, if the plea is accepted, the court shall find the accused or defendant not guilty of the offence charged and find him guilty of the offence in respect of which the plea of guilty was accepted and enter those findings in the record of the court.<Br>
{{removed|(4.1), (4.2), (4.3), (4.4) and (5)}}
R.S., {{LegHistory80s|1985, c. C-46}}, s. 606; 
R.S., {{LegHistory80s|1985, c. 27 (1st Supp.)}}, s. 125; 
{{LegHistory00s|2002, c. 13}}, s. 49;
{{LegHistory10s|2015, c. 13}}, s. 21;
{{LegHistory10s|2019, c. 25}}, s. 268.
|{{CCCSec2|606}}
|{{NoteUp|606|4}}
}}

Even where the crown consents to accepting a guilty plea for a lesser offence, the judge has discretion to reject it.<ref> 
{{CanLIIRP|Naraindeen|g1dn8|1990 CanLII 6731 (ON CA)| OR (2d) 120}}{{perONCA|Morden ACJ}}</ref>

{{reflist|2}}

==Agreed and Disputed Facts at Sentence==
{{seealso|Admissions of Fact}}

A guilty plea is only an admission of the essential facts to make out the elements of the offence. Any facts beyond those essential facts must either be agreed upon by the parties or evidence must be called.<ref>
{{CanLIIRP|Gardiner|1lpcq|1982 CanLII 30 (SCC)|[1982] 2 SCR 368}}{{perSCC|Dickson J}} (4:3) <br>
{{CanLIIRP|Hoang|1g4b9|2003 ABCA 251 (CanLII)|182 CCC (3d) 69}}{{perABCA|Wittmann JA}} (3:0){{atL|1g4b9|17}}</ref>

Adjudicative fairness requires that both sides stay within the facts established by an agreed statement of fact or else it must be proven by evidence. Parties cannot engage in ambushing each other with new facts.<ref>
{{CanLIIRP|Hunt|1tfxh|2002 ABCA 155 (CanLII)|166 CCC (3d) 392}}{{TheCourtABCA}} (3:0){{atsL|1tfxh|15|}}, {{atsL-np|1tfxh|18|}}
</ref>

As a matter of practice, counsel should provide a "common statement of facts in a written form". The value of this is that there will be no surprises and bind both parties. It also prevents further modification or addition by other parties such as probation officers and medical professionals who are involved with case afterwards.
<ref>
Suggested in R v Hunt {{atL|1tfxh|17}}
</ref>

A plea does not become invalid on the basis that there is no agreed statement of fact.<ref>
{{CanLIIRx|Campbell|g6r9t|2014 NBPC 36 (CanLII)}}{{perNBPC|Cloutier J}}{{atL|g6r9t|43}}<br>
{{CanLIIRP|Peters|g75bw|2014 BCSC 983 (CanLII)|BCJ No 1096}}{{perBCSC|Romilly J}}{{atL|g75bw|12}}<br>
</ref>

{{reflist|2}}

==Youth Guilty Plea==
* [[Procedure for Young Accused#Guilty Plea]]

==See Also==
* [[Guilty Pleas (Cases)]]
* [[Ineffective Counsel]]
* [[Plea Bargains|Joint Recommendations]]
* [[Precedents and Checklists]] - includes guilty plea checklist