Judicial Intervention During Trial: Difference between revisions
m Text replacement - "\'\'R v ([^\']+)\'\'[\s]*\([0-9]{4}\),[\s]*\[http:\/\/canlii.ca\/t\/([a-zA-Z0-9]+) ([0-9]{4} [a-zA-Z]+ [0-9]+)\] \(([^\)]+)\)([^\{]+)\{" to "{{CanLIIR-S|$1|$2|$3 ($4)|$5}}{" Tags: Mobile edit Mobile web edit |
m Text replacement - "{{Currency\|([A-Za-z]+) ([0-9][0-9][0-9][0-9])}}" to "{{Currency2|$1|$2}}" |
||
(42 intermediate revisions by the same user not shown) | |||
Line 1: | Line 1: | ||
{{Currency2|July|2021}} | |||
{{LevelZero}} | {{LevelZero}} | ||
{{HeaderTrials}} | {{HeaderTrials}} | ||
Line 6: | Line 7: | ||
It is well recognized that judicial intervention may compromise trial fairness.<ref> | It is well recognized that judicial intervention may compromise trial fairness.<ref> | ||
{{ | {{CanLIIRx|Fagbola|hxj35|2019 ONSC 1119 (CanLII)}}{{perONSC|Schreck J}}{{atL|hxj35|10}}<br> | ||
{{CanLIIRP|Hungwe|hs215|2018 ONCA 456| | {{CanLIIRP|Hungwe|hs215|2018 ONCA 456 (CanLII)|142 OR (3d) 22}}{{perONCA|Nordheimer JA}}{{AtsL|hs215|39| to 46}}<br> | ||
{{CanLIIRP|Stucky|22hv3|2009 ONCA 151 (CanLII)| | {{CanLIIRP|Stucky|22hv3|2009 ONCA 151 (CanLII)|240 CCC (3d) 141}}{{perONCA|Weiler and Gillese JJA}}{{AtsL|22hv3|61| to 72}}<br> | ||
{{ | {{CanLIIRP|Valley|gbj94|1986 CanLII 4609 (ON CA)|26 CCC (3d) 207}}{{perONCA-H|Martin JA}}{{atps|230-232}}<br> | ||
</ref> | </ref> | ||
This will become an issue where the judge has created an appearance that they have placed their authority on a side.<ref> | This will become an issue where the judge has created an appearance that they have placed their authority on a side.<ref> | ||
Line 15: | Line 16: | ||
{{supra1|Hungwe}}{{atL|hs215|49}}<br> | {{supra1|Hungwe}}{{atL|hs215|49}}<br> | ||
{{supra1|Stucky}}{{atL|22hv3|84}}<br> | {{supra1|Stucky}}{{atL|22hv3|84}}<br> | ||
{{supra1|Valley}}{{Atp|231}}< | {{supra1|Valley}}{{Atp|231}}<br> | ||
{{CanLIIRP|Murray|h3svs|2017 ONCA 393 (CanLII)| | {{CanLIIRP|Murray|h3svs|2017 ONCA 393 (CanLII)|138 OR (3d) 500}}{{perONCA-H|Watt JA}}{{AtL|h3svs|105}}<br> | ||
</ref> | </ref> | ||
Generally, a judge may intervene safely where it is for the purpose of preserving the appearance of trial fairness.<ref> | Generally, a judge may intervene safely where it is for the purpose of preserving the appearance of trial fairness.<ref> | ||
{{CanLIIRP|Valley|gbj94|1986 CanLII 4609 (ON CA)| ( | {{CanLIIRP|Valley|gbj94|1986 CanLII 4609 (ON CA)|26 CCC (3d) 207}}{{perONCA-H|Martin JA}} | ||
</ref> | |||
It should be expected on the part of counsel and the judge that a "trial is not a tea party", especially in a criminal case where the stakes are so high.<ref> | |||
{{CanLIIRP|Groia v Law Society of Upper Canada|hsb9d|2018 SCC 27 (CanLII)|[2018] 1 SCR 772}}{{perSCC-H|Moldaver J}}{{AtL|hsb9d|3}}<Br> | |||
{{CanLIIRx|Gager|j6wbb|2020 ONCA 274 (CanLII)}}{{perONCA|Roberts JA}}{{AtL|j6wbb|152}} | |||
</ref> | |||
This also means that the judge must be cautious when intervening to balance the risk of trial unfairness against the obligation to control the process, which may require rebuking or correcting counsel.<REf> | |||
{{ibid1|Gager}}{{AtL|j6wbb|152}} | |||
</ref> | |||
; Presumption of Propriety | |||
There is a "strong presumption" that a judge has not unduly intervened in a trial.<ref> | |||
{{CanLIIRx|RB|gx404|2017 ONCA 75 (CanLII)}}{{TheCourtONCA}}{{atL|gx404|4}}<br> | |||
{{CanLIIRP|Hamilton|fljvz|2011 ONCA 399 (CanLII)|271 CCC (3d) 208}}{{AtL|fljvz|29}} | |||
</ref> | |||
; Standard of Review | |||
The issue of whether intervention is inappropriate asks whether the intervention lead to an unfair trial and result in a miscarriage of justice.<Ref> | |||
{{ibid1|RB}}{{atL|gx404|4}} | |||
</ref> | |||
Assessment must be from the perspective of a "reasonable observer" who was present throughout the whole trial.<ref> | |||
{{ibid1|RB}}{{atL|gx404|4}}<Br> | |||
{{supra1|Hamilton}}{{AtsL|fljvz|29| to 30}} | |||
</ref> | |||
Mere excessive intervention, without more, is not enough.<Ref> | |||
{{supra1|RB}}{{atL|gx404|4}}<br> | |||
{{CanLIIRP|Kitaitchik|1cx77|2002 CanLII 45000 (ON CA)|166 CCC (3d) 14}}{{perONCA-H|Doherty JA}}<br> | |||
</ref> | |||
The absence of objections from counsel is a factor to consider.<ref> | |||
{{supra1|RB}}{{atL|gx404|4}}<br> | |||
{{CanLIIRP|Lahouri|fwzkt|2013 ONSC 2085 (CanLII)|280 CRR (2d) 249}}{{perONSC|KL CAmpbell J}}{{AtL|fwzkt|10}} | |||
</ref> | </ref> | ||
{{Reflist|2}} | {{Reflist|2}} | ||
===Duty to Intervene=== | ===Duty to Intervene=== | ||
A judge is not permitted to act as a "referee who must sit passively while counsel call the case in any fashion they please" | A judge is not permitted to act as a "referee who must sit passively while counsel call the case in any fashion they please."<ref> | ||
{{CanLIIRP|Felderhof|1g269|2003 CanLII 37346 (ON CA)| | {{CanLIIRP|Felderhof|1g269|2003 CanLII 37346 (ON CA)|68 OR (3d) 481}}{{perONCA|Rosenberg JA}}{{atL|1g269|40}}<br> | ||
Chippewas of Mnjikaning First Nation v | {{CanLIIRPC|Chippewas of Mnjikaning First Nation v Ontario (Minister of Native Affairs)|27mbw|2010 ONCA 47 (CanLII)|265 OAC 247}}{{perONCA|O’Connor ACJ and Blair JA}}{{atL|27mbw|232}}<br> | ||
</ref> | </ref> | ||
However, the traditional role of judges as "sphinx" who simply observe the proceedings is no longer acceptable. It should be accepted that judges will intervene "so for justice in fact be done" | However, the traditional role of judges as "sphinx" who simply observe the proceedings is no longer acceptable. It should be accepted that judges will intervene "so for justice in fact be done."<ref> | ||
{{CanLIIRPC|Brouillard (Chatel) v The Queen|1fv1g|1985 CanLII 56 (SCC)|[1985] 1 SCR 39}}{{perSCC|Lamer J}}{{atp|44}} (SCR) ("...it is clear that judges are no longer required to be as passive as they once were; to be what I call sphinx judges. We now not only accept that a judge may intervene in the adversarial debate, but also believe that it is sometimes essential for him to do so for justice in fact to be done. Thus a judge may and sometimes must ask witnesses questions, interrupt them in their testimony and if necessary call them to order.")<br> | |||
</ref> | </ref> | ||
Where necessary judge should ask questions of witnesses, interrupt testimony and call them to order.<ref> | Where necessary judge should ask questions of witnesses, interrupt testimony and call them to order.<ref> | ||
Line 40: | Line 74: | ||
{{supra1|Felderhof}} | {{supra1|Felderhof}} | ||
</ref> | </ref> | ||
Judges are empowered by inherent jurisdiction to "make directions necessary to ensure that the trial proceeds in an orderly manner" | Judges are empowered by inherent jurisdiction to "make directions necessary to ensure that the trial proceeds in an orderly manner."<ref> | ||
{{supra1|Felderhof}} | {{supra1|Felderhof}} | ||
</ref> | </ref> | ||
Line 49: | Line 83: | ||
; Right to Questioning | ; Right to Questioning | ||
All counsel are entitled to question witnesses on direct and cross examination without undue intervention. <ref> | All counsel are entitled to question witnesses on direct and cross examination without undue intervention. <ref> | ||
{{ | {{CanLIIRP|Farmer|2dk2l|1985 ABCA 244 (CanLII)|64 AR 340}}{{perABCA|Belzil JA}} - new trial ordered due to intervention<br> | ||
{{ | {{CanLIIRP|Valley|1npmw|1986 CanLII 110 (ON CA)|26 CCC (3d) 207}}{{perONCA-H|Martin JA}}{{atp|230}} leave refused [1986] 1 SCR xiii<br> | ||
{{CanLIIRPC|R c Scianna|gbp4g|1989 CanLII 7233 (ON CA)|47 CCC (3d) 81}}{{perONCA|Krever JA}}<br> | |||
{{CanLIIRPC|Brouillard (Chatel) v The Queen|1fv1g|1985 CanLII 56 (SCC)|[1985] 1 SCR 39}}{{perSCC|Lamer J}}{{atp|42}}<br> | |||
</ref> | </ref> | ||
Undue intervention will exist where the intervention affect trial fairness.<ref> | Undue intervention will exist where the intervention affect trial fairness.<ref> | ||
{{ | {{CanLIIRP|Stucky|22hv3|2009 ONCA 151 (CanLII)|240 CCC (3d) 141}}{{perONCA|Weiler and Gillese JJA}}{{atsL|22hv3|68| to 73}}<br> | ||
{{supra1|Valley}}{{atp|232}} | {{supra1|Valley}}{{atp|232}} | ||
</ref> | </ref> | ||
This includes intervention that prevents the accused from "telling his story in his own way" | This includes intervention that prevents the accused from "telling his story in his own way."<ref> | ||
{{ | {{CanLIIRx|Fagbola|hxj35|2019 ONSC 1119 (CanLII)}}{{perONSC|Schreck J}}{{atL|hxj35|12}}<br> | ||
{{CanLIIRP|Lahouri|fwzkt|2013 ONSC 2085 (CanLII)| | {{CanLIIRP|Lahouri|fwzkt|2013 ONSC 2085 (CanLII)|280 CRR (2d) 249}}{{perONSC|K.L. Campbell J}}{{atL|fwzkt|9}}<br> | ||
{{supra1|Valley}}{{atp|231}} | {{supra1|Valley}}{{atp|231}} | ||
</ref> | </ref> | ||
Line 69: | Line 103: | ||
Both defence and crown must be permitted to present their case before a decision is made.<ref> | Both defence and crown must be permitted to present their case before a decision is made.<ref> | ||
{{ | {{CanLIIRP|Wong|2dgr6|1985 ABCA 54 (CanLII)|60 AR 301}}{{perABCA|Stevenson JA}}<br> | ||
Viger<br> | Viger<br> | ||
{{ | {{CanLIIRP|Jahn|2f080|1982 ABCA 97 (CanLII)|66 CCC (2d) 307}}{{perABCA|Haddad JA}}<br> | ||
{{CanLIIRP|Atkinson|hv0z7|1976 CanLII 1389 (MB CA)| (1976), 36 | {{CanLIIRP|Atkinson|hv0z7|1976 CanLII 1389 (MB CA)| (1976), 36 CRNS 255}}{{perMBCA|Freedman CJ}}<br> | ||
</ref> | </ref> | ||
; Presumption of Non-Intervention | ; Presumption of Non-Intervention | ||
There is a presumption that a trial judge has intervened in a trial properly.<ref> | There is a presumption that a trial judge has intervened in a trial properly.<ref> | ||
{{ | {{CanLIIRP|Lahouri|fwzkt|2013 ONSC 2085 (CanLII)|280 CRR (2d) 249}}{{perONSC|Campbell J}}{{atsL|fwzkt|4|, 5}}</ref> | ||
The judge may often make comments, give directions or ask questions. <ref>Chippewas of Mnjikaning | The judge may often make comments, give directions or ask questions. <ref> | ||
{{CanLIIRPC|Chippewas of Mnjikaning First Nation v Chiefs of Ontario|27mbw|2010 ONCA 47 (CanLII)|265 OAC 247}}{{perONCA|O’Connor ACJ and Blair JA}}{{atL|27mbw|231}}</ref> | |||
There is also a strong presumption against | There is also a strong presumption against | ||
<ref> | <ref> | ||
{{ | {{CanLIIRx|RB|gx404|2017 ONCA 75 (CanLII)}}{{TheCourtONCA}}{{atL|gx404|4}}<br> | ||
</ref> | </ref> | ||
Line 87: | Line 122: | ||
Merely intervening frequently, by itself, it not enough to amount to a miscarriage of justice.<ref> | Merely intervening frequently, by itself, it not enough to amount to a miscarriage of justice.<ref> | ||
{{ibid1|RB}}{{atL|gx404|4}}<br> | {{ibid1|RB}}{{atL|gx404|4}}<br> | ||
{{ | {{CanLIIRP|Kitaitchik|1cx77|2002 CanLII 45000 (ON CA)|166 CCC (3d) 14}}{{perONCA-H|Doherty JA}}<br> | ||
</ref> | </ref> | ||
Line 98: | Line 133: | ||
{{supra1|Lahouri}}{{atL|fwzkt|4}}</ref> | {{supra1|Lahouri}}{{atL|fwzkt|4}}</ref> | ||
This is from the perspective of a reasonable observer. <ref> | This is from the perspective of a reasonable observer. <ref> | ||
{{ | {{CanLIIRP|Stucky|22hv3|2009 ONCA 151 (CanLII)|240 CCC (3d) 141}}{{perONCA|Weiler and Gillese JJA}}</ref> | ||
The main issue is not whether the intervention was such that a "reasonably minded person who had been present throughout the trial ''could'' conclude that the accused had not received a fair trial, but whether such a person ''would'' come to such a conclusion."<ref> | The main issue is not whether the intervention was such that a "reasonably minded person who had been present throughout the trial ''could'' conclude that the accused had not received a fair trial, but whether such a person ''would'' come to such a conclusion."<ref> | ||
{{ | {{CanLIIRP|Dugas|fstbx|2012 NSCA 102 (CanLII)|322 NSR (2d) 72}}{{perNSCA|Oland JA}}{{AtL|fstbx|37}} | ||
</ref> | </ref> | ||
Line 112: | Line 147: | ||
; Permissible Conduct | ; Permissible Conduct | ||
A judge may disrupt questioning in order to clear evidentiary ambiguities, pursue subjects left vague by the witness, and ask questions counsel should have asked.<ref> | A judge may disrupt questioning in order to clear evidentiary ambiguities, pursue subjects left vague by the witness, and ask questions counsel should have asked.<ref> | ||
{{ | {{CanLIIRP|Watson|1jd19|2004 CanLII 45443 (ON CA)|191 CCC (3d) 144}}{{TheCourtONCA}}{{atL|1jd19|10}}</ref> | ||
"Interlocutory remarks" of the judge during argument are not "judicial pronouncements"<ref> | "Interlocutory remarks" of the judge during argument are not "judicial pronouncements"<ref> | ||
{{ | {{CanLIIRP|Visscher|frt7v|2012 BCCA 290 (CanLII)|323 BCAC 285}}{{perBCCA|Smith J}}{{atL|frt7v|25}}</ref> | ||
A judge is permitted to give the jury mid-trial instructions to disregard any erroneous comments made by counsel. If it is given promptly and with an explanation of why it should be disregarded, this can effectively correct any concern that a jury might misuse the information. <ref>see {{CanLIIRP|Normand (D.G.)|5kkk|2002 MBCA 95 (CanLII)| | A judge is permitted to give the jury mid-trial instructions to disregard any erroneous comments made by counsel. If it is given promptly and with an explanation of why it should be disregarded, this can effectively correct any concern that a jury might misuse the information. <ref> | ||
see {{CanLIIRP|Normand (D.G.)|5kkk|2002 MBCA 95 (CanLII)|166 Man R (2d) 179}}{{perMBCA|Twaddle JA}}{{atL|5kkk|20}}</ref> | |||
There is a presumption that an accused not be restrained while in court. It is upon the Crown to establish grounds to order the restraint of the accused.<ref> | There is a presumption that an accused not be restrained while in court. It is upon the Crown to establish grounds to order the restraint of the accused.<ref> | ||
{{ | {{CanLIIRP|WHA|flwz7|2011 NSSC 166 (CanLII)|960 APR 155}}{{perNSSC|Rosinski J}}</ref> | ||
The judge is entitled in:<ref> | The judge is entitled in:<ref> | ||
{{supra1|Lahouri}}{{atL|fwzkt|8}}<br> | {{supra1|Lahouri}}{{atL|fwzkt|8}}<br> | ||
{{ | {{CanLIIRx|Giovannini|hrh2n|2018 NLCA 19 (CanLII)}}{{perNLCA|Hoegg JA}}{{atL|hrh2n|15}}<br> | ||
{{supra1|Valley}}<br> | {{supra1|Valley}}<br> | ||
</ref> | </ref> | ||
Line 138: | Line 174: | ||
{{supra1|Lahouri}}{{atL|fwzkt|8}}</ref> | {{supra1|Lahouri}}{{atL|fwzkt|8}}</ref> | ||
; | ; Intrudes on Function and Strategy | ||
Judges should not interfere in a manner that undermines the function of counsel and disrupts or destroys counsel's strategy.<ref> | |||
{{CanLIIRP|Switzer|g6hjm|2014 ABCA 129 (CanLII)|572 AR 311}}{{TheCourtABCA}}{{atL|g6hjm|13}}</ref> | |||
{{reflist|2}} | |||
===Questioning a Witness=== | |||
Judges may pose any questions to the witness where it is in the interest of justice.<ref> | |||
{{supra1|Lahouri}}<br> | |||
{{CanLIIRP|Darlyn|gdfm3|1946 CanLII 248 (BCCA)|88 CCC 269}}{{perBCCA|O'Halloran JA}}<br> | |||
</ref> | |||
The judge may ask questions to clarify evidence or have the witness repeat part of an unheard answer.<Ref> | |||
{{CanLIIRP|Schmaltz|gfx4w|2015 ABCA 4 (CanLII)|320 CCC (3d) 159}}{{perABCA|Brown JA}} (2:1){{atL|gfx4w|19}}<Br> | |||
{{CanLIIRx|Danial|gvkgd|2016 ONCA 822 (CanLII)}}{{TheCourtONCA}}{{AtL|gvkgd|3| to 5}} | |||
</ref> | |||
; Leading Questions | |||
The judge should not cross examine the witness.<ref> | The judge should not cross examine the witness.<ref> | ||
{{supra1|Lahouri}}{{atL|fwzkt|8}}</ref> | {{supra1|Lahouri}}{{atL|fwzkt|8}}</ref> | ||
The judge should remain neutral.<ref> | The judge should remain neutral.<ref> | ||
{{supra1|Lahouri}}{{atL|fwzkt|8}}</ref> | {{supra1|Lahouri}}{{atL|fwzkt|8}}</ref> | ||
However, this is not a strict rule and that the mere presence of some leading questions does not amount to the creation of partiality.<ref> | |||
{{supra1|Danial}}{{AtL|gvkgd|5}} | |||
{{ | |||
</ref> | </ref> | ||
; Procedure | |||
{{supra1| | It is most proper if the judge wait until the end of the witnesses testimony before asking questions and once the questions are complete, invite counsel for further re-examination on the topics raised.<Ref> | ||
{{CanLIIRP| | {{supra1|Danial}}{{AtL|gvkgd|5}}<br> | ||
{{CanLIIRP|Stucky|22hv3|2009 ONCA 151 (CanLII)|240 CCC (3d) 141}}{{perONCA-H|Weiler and Gillese JJA}}{{AtL|22hv3|64}} | |||
</ref> | </ref> | ||
{{reflist|2}} | |||
{{ | |||
{{ | ==Intervening Outside of Examinations== | ||
A judge is well within their authority to ask questions of counsel after closing submissions to clarify submissions. It is commonplace, proper and lawful.<ref> | |||
{{CanLIIRx|Kennedy|jgmbc|2021 NSSC 211 (CanLII)}}{{perNSSC|Arnold J}}{{atL|jgmbc|59}} | |||
</ref> |
Latest revision as of 12:47, 13 May 2024
This page was last substantively updated or reviewed July 2021. (Rev. # 92427) |
General Principles
It is well recognized that judicial intervention may compromise trial fairness.[1] This will become an issue where the judge has created an appearance that they have placed their authority on a side.[2]
Generally, a judge may intervene safely where it is for the purpose of preserving the appearance of trial fairness.[3]
It should be expected on the part of counsel and the judge that a "trial is not a tea party", especially in a criminal case where the stakes are so high.[4] This also means that the judge must be cautious when intervening to balance the risk of trial unfairness against the obligation to control the process, which may require rebuking or correcting counsel.[5]
- Presumption of Propriety
There is a "strong presumption" that a judge has not unduly intervened in a trial.[6]
- Standard of Review
The issue of whether intervention is inappropriate asks whether the intervention lead to an unfair trial and result in a miscarriage of justice.[7] Assessment must be from the perspective of a "reasonable observer" who was present throughout the whole trial.[8]
Mere excessive intervention, without more, is not enough.[9]
The absence of objections from counsel is a factor to consider.[10]
- ↑
R v Fagbola, 2019 ONSC 1119 (CanLII), per Schreck J, at para 10
R v Hungwe, 2018 ONCA 456 (CanLII), 142 OR (3d) 22, per Nordheimer JA, at paras 39 to 46
R v Stucky, 2009 ONCA 151 (CanLII), 240 CCC (3d) 141, per Weiler and Gillese JJA, at paras 61 to 72
R v Valley, 1986 CanLII 4609 (ON CA), 26 CCC (3d) 207, per Martin JA, at pp. 230-232
- ↑
Fagbola, supra, at para 10
Hungwe, supra, at para 49
Stucky, supra, at para 84
Valley, supra, at p. 231
R v Murray, 2017 ONCA 393 (CanLII), 138 OR (3d) 500, per Watt JA, at para 105
- ↑ R v Valley, 1986 CanLII 4609 (ON CA), 26 CCC (3d) 207, per Martin JA
- ↑
R v Groia v Law Society of Upper Canada, 2018 SCC 27 (CanLII), [2018] 1 SCR 772, per Moldaver J, at para 3
R v Gager, 2020 ONCA 274 (CanLII), per Roberts JA, at para 152 - ↑ Gager, ibid., at para 152
- ↑
R v RB, 2017 ONCA 75 (CanLII), per curiam, at para 4
R v Hamilton, 2011 ONCA 399 (CanLII), 271 CCC (3d) 208, at para 29 - ↑ RB, ibid., at para 4
- ↑
RB, ibid., at para 4
Hamilton, supra, at paras 29 to 30 - ↑
RB, supra, at para 4
R v Kitaitchik, 2002 CanLII 45000 (ON CA), 166 CCC (3d) 14, per Doherty JA
- ↑
RB, supra, at para 4
R v Lahouri, 2013 ONSC 2085 (CanLII), 280 CRR (2d) 249, per KL CAmpbell J, at para 10
Duty to Intervene
A judge is not permitted to act as a "referee who must sit passively while counsel call the case in any fashion they please."[1]
However, the traditional role of judges as "sphinx" who simply observe the proceedings is no longer acceptable. It should be accepted that judges will intervene "so for justice in fact be done."[2] Where necessary judge should ask questions of witnesses, interrupt testimony and call them to order.[3]
Judges should intervene when counsel make decisions that would "unduly lengthen the trial or lead to a proceedings that is almost unmanageable."[4] Judges are empowered by inherent jurisdiction to "make directions necessary to ensure that the trial proceeds in an orderly manner."[5]
- ↑
R v Felderhof, 2003 CanLII 37346 (ON CA), 68 OR (3d) 481, per Rosenberg JA, at para 40
Chippewas of Mnjikaning First Nation v Ontario (Minister of Native Affairs), 2010 ONCA 47 (CanLII), 265 OAC 247, per O’Connor ACJ and Blair JA, at para 232
- ↑
Brouillard (Chatel) v The Queen, 1985 CanLII 56 (SCC), [1985] 1 SCR 39, per Lamer J, at p. 44 (SCR) ("...it is clear that judges are no longer required to be as passive as they once were; to be what I call sphinx judges. We now not only accept that a judge may intervene in the adversarial debate, but also believe that it is sometimes essential for him to do so for justice in fact to be done. Thus a judge may and sometimes must ask witnesses questions, interrupt them in their testimony and if necessary call them to order.")
- ↑ Borouillard, ibid.
- ↑ Felderhof, supra
- ↑ Felderhof, supra
Intervention During Examinations
- Right to Questioning
All counsel are entitled to question witnesses on direct and cross examination without undue intervention. [1] Undue intervention will exist where the intervention affect trial fairness.[2] This includes intervention that prevents the accused from "telling his story in his own way."[3]
Crown counsel is permitted present its evidence and question its witnesses even where the relevancy is not immediately apparent to the judge.[4]
Both defence and crown must be permitted to present their case before a decision is made.[5]
- Presumption of Non-Intervention
There is a presumption that a trial judge has intervened in a trial properly.[6] The judge may often make comments, give directions or ask questions. [7] There is also a strong presumption against [8]
- Intervention Alone Not Improper
Merely intervening frequently, by itself, it not enough to amount to a miscarriage of justice.[9]
The judge should not usurp the role of counsel or interfere with the defence.[10]
- Trial Fairness
The key issue is whether the intervention affected trial fairness. [11] This is from the perspective of a reasonable observer. [12]
The main issue is not whether the intervention was such that a "reasonably minded person who had been present throughout the trial could conclude that the accused had not received a fair trial, but whether such a person would come to such a conclusion."[13]
- Failure to Object
The presence or absence of objections by defence counsel is a factor but not determinative.[14]
- Permissible Conduct
A judge may disrupt questioning in order to clear evidentiary ambiguities, pursue subjects left vague by the witness, and ask questions counsel should have asked.[15]
"Interlocutory remarks" of the judge during argument are not "judicial pronouncements"[16]
A judge is permitted to give the jury mid-trial instructions to disregard any erroneous comments made by counsel. If it is given promptly and with an explanation of why it should be disregarded, this can effectively correct any concern that a jury might misuse the information. [17]
There is a presumption that an accused not be restrained while in court. It is upon the Crown to establish grounds to order the restraint of the accused.[18]
The judge is entitled in:[19]
- posing questions to a witness to clear up ambiguities in their evidence;
- calling a witness to order and focusing him or her on the true matters in issue;
- exploring some issue on which the witness’s evidence has been left vague and uncertain; or
- putting questions which should have been asked by counsel in order to elicit evidence on some relevant issue.
- Impact on Examinations
Unnecessary and repeated interruptions that disrupt the flow and effectiveness of cross-examination may exceed permissible limits.[20] A judge should generally only ask questions after the examination is complete.[21]
- Intrudes on Function and Strategy
Judges should not interfere in a manner that undermines the function of counsel and disrupts or destroys counsel's strategy.[22]
- ↑
R v Farmer, 1985 ABCA 244 (CanLII), 64 AR 340, per Belzil JA - new trial ordered due to intervention
R v Valley, 1986 CanLII 110 (ON CA), 26 CCC (3d) 207, per Martin JA, at p. 230 leave refused [1986] 1 SCR xiii
R c Scianna, 1989 CanLII 7233 (ON CA), 47 CCC (3d) 81, per Krever JA
Brouillard (Chatel) v The Queen, 1985 CanLII 56 (SCC), [1985] 1 SCR 39, per Lamer J, at p. 42
- ↑
R v Stucky, 2009 ONCA 151 (CanLII), 240 CCC (3d) 141, per Weiler and Gillese JJA, at paras 68 to 73
Valley, supra, at p. 232 - ↑
R v Fagbola, 2019 ONSC 1119 (CanLII), per Schreck J, at para 12
R v Lahouri, 2013 ONSC 2085 (CanLII), 280 CRR (2d) 249, per K.L. Campbell J, at para 9
Valley, supra, at p. 231 - ↑
Darlyn, supra
- ↑
R v Wong, 1985 ABCA 54 (CanLII), 60 AR 301, per Stevenson JA
Viger
R v Jahn, 1982 ABCA 97 (CanLII), 66 CCC (2d) 307, per Haddad JA
R v Atkinson, 1976 CanLII 1389 (MB CA), (1976), 36 CRNS 255, per Freedman CJ
- ↑ R v Lahouri, 2013 ONSC 2085 (CanLII), 280 CRR (2d) 249, per Campbell J, at paras 4, 5
- ↑ Chippewas of Mnjikaning First Nation v Chiefs of Ontario, 2010 ONCA 47 (CanLII), 265 OAC 247, per O’Connor ACJ and Blair JA, at para 231
- ↑
R v RB, 2017 ONCA 75 (CanLII), per curiam, at para 4
- ↑
RB, ibid., at para 4
R v Kitaitchik, 2002 CanLII 45000 (ON CA), 166 CCC (3d) 14, per Doherty JA
- ↑ Lahouri, supra, at para 8
- ↑
Valley, supra
Lahouri, supra, at para 4 - ↑ R v Stucky, 2009 ONCA 151 (CanLII), 240 CCC (3d) 141, per Weiler and Gillese JJA
- ↑ R v Dugas, 2012 NSCA 102 (CanLII), 322 NSR (2d) 72, per Oland JA, at para 37
- ↑
RB, supra, at para 4
Lahouri, supra, at para 10
- ↑ R v Watson, 2004 CanLII 45443 (ON CA), 191 CCC (3d) 144, per curiam, at para 10
- ↑ R v Visscher, 2012 BCCA 290 (CanLII), 323 BCAC 285, per Smith J, at para 25
- ↑ see R v Normand (D.G.), 2002 MBCA 95 (CanLII), 166 Man R (2d) 179, per Twaddle JA, at para 20
- ↑ R v WHA, 2011 NSSC 166 (CanLII), 960 APR 155, per Rosinski J
- ↑
Lahouri, supra, at para 8
R v Giovannini, 2018 NLCA 19 (CanLII), per Hoegg JA, at para 15
Valley, supra
- ↑ Watson, supra
- ↑ Lahouri, supra, at para 8
- ↑ R v Switzer, 2014 ABCA 129 (CanLII), 572 AR 311, per curiam, at para 13
Questioning a Witness
Judges may pose any questions to the witness where it is in the interest of justice.[1]
The judge may ask questions to clarify evidence or have the witness repeat part of an unheard answer.[2]
- Leading Questions
The judge should not cross examine the witness.[3] The judge should remain neutral.[4] However, this is not a strict rule and that the mere presence of some leading questions does not amount to the creation of partiality.[5]
- Procedure
It is most proper if the judge wait until the end of the witnesses testimony before asking questions and once the questions are complete, invite counsel for further re-examination on the topics raised.[6]
- ↑
Lahouri, supra
R v Darlyn, 1946 CanLII 248 (BCCA), 88 CCC 269, per O'Halloran JA
- ↑
R v Schmaltz, 2015 ABCA 4 (CanLII), 320 CCC (3d) 159, per Brown JA (2:1), at para 19
R v Danial, 2016 ONCA 822 (CanLII), per curiam, at para 3 - ↑ Lahouri, supra, at para 8
- ↑ Lahouri, supra, at para 8
- ↑ Danial, supra, at para 5
- ↑
Danial, supra, at para 5
R v Stucky, 2009 ONCA 151 (CanLII), 240 CCC (3d) 141, per Weiler and Gillese JJA, at para 64
Intervening Outside of Examinations
A judge is well within their authority to ask questions of counsel after closing submissions to clarify submissions. It is commonplace, proper and lawful.[1]
- ↑ R v Kennedy, 2021 NSSC 211 (CanLII), per Arnold J, at para 59