Air of Reality Test: Difference between revisions

From Criminal Law Notebook
m Text replacement - "'''([A-Z][a-z]+)'''<br>" to "; $1"
Tags: Mobile edit Mobile web edit
m Text replacement - "\{\{fr\|([^\}\}]+)\}\}" to "fr:$1"
 
(55 intermediate revisions by the same user not shown)
Line 1: Line 1:
[[fr:Air_de_la_réalité_Test]]
{{Currency2|May|2020}}
{{LevelZero}}{{HeaderDefences}}
{{LevelZero}}{{HeaderDefences}}


==General Principles==
==General Principles==
Before the trier-of-fact can consider a justification or excuse defence there must be an "air of reality" to the defence.<ref>''R v Cinous'', [http://canlii.ca/t/51tb 2002 SCC 29] (CanLII), (2002), 162 CCC (3d) 129 (SCC){{perSCC|McLachlin CJ and Bastarache J}}, at paras 53-54 and 65<br>
Before the trier-of-fact can consider a justification or excuse defence there must be an "air of reality" to the defence.<ref>
e.g. comments of Watt J. In ''R v Tomlinson'', [http://canlii.ca/t/g51wx 2014 ONCA 158] (CanLII){{perONCA|Watt JA}} (3:0\){{at|51}}<br>
{{CanLIIRP|Cinous|51tb|2002 SCC 29 (CanLII)|[2002] 2 SCR 3}}{{perSCC-H|McLachlin CJ and Bastarache J}}{{atsL|51tb|53| to 54 and 65}}<br>
e.g. comments of Watt J. In {{CanLIIRP|Tomlinson|g51wx|2014 ONCA 158 (CanLII)|307 CCC (3d) 36}}{{perONCA-H|Watt JA}} (3:0){{atL|g51wx|51}}<br>
</ref>
</ref>
Should there be an air of reality to the advanced defence, the burden is then upon the Crown to disprove at least one of the elements of the defence beyond a reasonable doubt.<ref>
Should there be an air of reality to the advanced defence, the burden is then upon the Crown to disprove at least one of the elements of the defence beyond a reasonable doubt.<ref>
{{supra1|Cinous}}
{{supra1|Cinous}}
</ref>
The air of reality test asks "whether there is evidence on the record upon which a properly instructed jury acting reasonably could acquit.<ref>
{{supra1|Cinous}}{{atL|51tb|49}} ("The correct approach to the air of reality test is well established. The test is whether there is evidence on the record upon which a properly instructed jury acting reasonably could acquit. ...")
</ref>
</ref>


; Purpose
; Purpose
The purpose of the air of reality test is to prevent "outlandish defences" being put to the jury that would be "confusing and would invite unreasonable verdicts."<ref>
The purpose of the air of reality test is to prevent "outlandish defences" being put to the jury that would be "confusing and would invite unreasonable verdicts."<ref>
{{supra1|Cinous}} at para 84</ref>
{{supra1|Cinous}}{{atL|51tb|84}}</ref>


As part of the trial judge's gatekeeper function, the judge must ensure that the trier-of-fact "does not become sidetracked from the real issues in a case by considering defences that the evidence cannot reasonably support".<ref>
As part of the trial judge's gatekeeper function, the judge must ensure that the trier-of-fact "does not become sidetracked from the real issues in a case by considering defences that the evidence cannot reasonably support."<ref>
''R v Singh'', [http://canlii.ca/t/gs1r7 2016 ONSC 3739] (CanLII){{perONSC|Fairburn J}} at para 36<br>
{{CanLIIRP|Singh|gs1r7|2016 ONSC 3739 (CanLII)|131 WCB (2d) 140}}{{perONSC|Fairburn J}}{{atL|gs1r7|36}}<br>
{{CanLIIRx|Ronald|j3w2f|2019 ONCA 971 (CanLII)}}{{perONCA-H|Doherty JA}}{{atL|j3w2f|44}}<br>
</ref>
</ref>


'''Nature of Burden Upon Accused'''<br>
The purpose of the test is not intended "to assess whether the defence is likely, unlikely, somewhat likely, or very likely to succeed". It only asks "whether the record contains a sufficient factual foundation for a properly instructed jury to give effect to the defence."<ref>
{{CanLIIRP|Buzizi|fxcvh|2013 SCC 27 (CanLII)|[2013] 2 SCR 248}}{{perSCC-H|Fish J}} (3:2){{atL|fxcvh|16}}<br>
{{CanLIIRP|Cairney|g1nzp|2013 SCC 55 (CanLII)|[2013] 3 SCR 420}}{{perSCC-H|McLachlin CJ}}{{AtL|g1nzp|21}}<br>
{{CanLIIRP|Suarez-Noa|h52th|2017 ONCA 627 (CanLII)|350 CCC (3d) 267}}{{perONCA-H|Doherty JA}}{{atL|h52th|41}}
</ref>
 
; Nature of Burden Upon Accused
The air of reality test creates an evidential burden, not a persuasive burden.<ref>
The air of reality test creates an evidential burden, not a persuasive burden.<ref>
{{supra1|Cinous}} at para 52 ("It is trite law that the air of reality test imposes a burden on the accused that is merely evidential, rather than persuasive.")</ref>
{{supra1|Cinous}}{{atL|51tb|52}} ("It is trite law that the air of reality test imposes a burden on the accused that is merely evidential, rather than persuasive.")</ref>


'''Jury Trials'''<br>
; Jury Trials
In the context of a jury trial, the test determines whether the judge will give instructions to the jury that they should consider the particular defences.  The jury should be instructed ''only'' of the defences that have evidence supporting it.<ref>
In the context of a jury trial, the test determines whether the judge will give instructions to the jury that they should consider the particular defences.  The jury should be instructed ''only'' of the defences that have evidence supporting it.<ref>
{{supra1|Ribic}} at para 38 (all defences "that are realistically available on the evidence")<br>
{{CanLIIRP|Ribic|21mq8|2008 ONCA 790 (CanLII)|238 CCC (3d) 225}}{{perONCA|Cronk JA}}{{atL|21mq8|38}} (all defences "that are realistically available on the evidence")<br>
{{supra1|Cinous}} at para 50 (“a defence should be put to a jury if and only if there is an evidential foundation for it”)<br>
{{supra1|Cinous}}{{atL|51tb|50}} (“a defence should be put to a jury if and only if there is an evidential foundation for it”)<br>
</ref>
</ref>
By inference, a "judge has a positive duty to keep from the jury defences lacking an evidential foundation".<ref>
By inference, a "judge has a positive duty to keep from the jury defences lacking an evidential foundation."<ref>
''R v Gunning'', [http://canlii.ca/t/1kt5b 2005 SCC 27] (CanLII), [2005] 1 SCR 627{{perSCC|Charron J}} at para 29
{{CanLIIRP|Gunning|1kt5b|2005 SCC 27 (CanLII)|[2005] 1 SCR 627}}{{perSCC|Charron J}}{{atL|1kt5b|29}}
</ref>
</ref>
There must be evidence support ''each'' element of the defence.<ref>
There must be evidence support ''each'' element of the defence.<ref>
''R v Ribic'', [http://canlii.ca/t/21mq8 2008 ONCA 790] (CanLII){{perONCA|Cronk JA}}, at para 38 ("if evidential support for a necessary element of a defence is lacking, the air of reality test will not be met.")</ref>
{{supra1|Ribic}}{{atL|21mq8|38}} ("if evidential support for a necessary element of a defence is lacking, the air of reality test will not be met.")</ref>


'''Where it Applies'''<br>
; Where it Applies
The test applies to ''all'' defences<ref>
The test applies to ''all'' defences<ref>
{{supra1|Cinous}} at para 57 and 82<br>
{{supra1|Cinous}}{{atsL|51tb|57|}} and {{atsL-np|51tb|82|}}<br>
</ref> as well as all elements of each defence.<ref>
</ref> as well as all elements of each defence.<ref>
{{supra1|Ribic}} at para 38</ref>
{{supra1|Ribic}}{{atL|21mq8|38}}</ref>


'''Applicable Test'''<br>
; Applicable Test
The test requires that there must be "some evidence" upon which "a properly instructed jury acting reasonably could base an acquittal".<ref>
The test requires that there must be "some evidence" upon which "a properly instructed jury acting reasonably could base an acquittal."<ref>
{{supra1|Cinous}} at para 83<br>
{{supra1|Cinous}}{{atL|51tb|83}}<br>
</ref>
</ref>


'''Evaluation of Evidence'''<br>
; Evaluation of Evidence
The trial judge must assume that the defence evidence is all true.<ref>
The judge must consider the "totality of the evidence" and assume that the defence evidence is all true.<ref>
{{supra1|Cinous}} at paras 53<br>
{{supra1|Cinous}}{{atL|51tb|53}} ("In applying the air of reality test, a trial judge considers the totality of the evidence, and assumes the evidence relied upon by the accused to be true")<br>
</ref>
</ref>
The judge should not consider credibility, make findings of fact, draw inferences, or "weigh" the evidence.<ref>
The judge should not consider credibility, make findings of fact, draw inferences, or "weigh" the evidence.<ref>
{{supra1|Cinous}} at para 54</ref>
{{supra1|Cinous}}{{atL|51tb|54}} ("The trial judge does not make determinations about the credibility of witnesses, weigh the evidence, make findings of fact, or draw determinate factual inferences")</ref>
He should not consider the likelihood of success of the defence.<ref>
He should not consider the likelihood of success of the defence.<ref>
{{supra1|Cinous}} at para 54 ("whether the defence is likely, unlikely, somewhat likely, or very likely to succeed at the end of the day")
{{supra1|Cinous}}{{atL|51tb|54}} ("whether the defence is likely, unlikely, somewhat likely, or very likely to succeed at the end of the day")
</ref>
</ref>


The judge may perform a limited, common sense weighing of the evidence.<ref>
The judge may perform a limited, common sense weighing of the evidence.<ref>
''R v Larose'', [http://canlii.ca/t/fvm62 2013 BCCA 12] (CanLII){{perBCCA| Chiasson JA}} at paras 27 to 28<br>
{{CanLIIRx|Larose|fvm62|2013 BCCA 12 (CanLII)}}{{perBCCA| Chiasson JA}}{{atsL|fvm62|27| to 28}}<br>
</ref>
</ref>


The judge must consider whether inferences would be necessary for the defence to succeed and whether those inferences from the evidence are reasonable.<ref>
The judge must consider whether inferences would be necessary for the defence to succeed and whether those inferences from the evidence are reasonable.<ref>
Cinous at para 65 and 83<br>
{{supra1|Cinous}}{{atsL|51tb|65|}} and {{atsL-np|atL|51tb|83|}}<br>
''R v Savoury'', [http://canlii.ca/t/1l70h 2005 CanLII 25884] (ON CA){{perONCA|Doherty JA}} at para 45<br>
{{CanLIIRP|Savoury|1l70h|2005 CanLII 25884 (ON CA)|200 CCC (3d) 94}}{{perONCA-H|Doherty JA}}{{atL|1l70h|45}}<br>
''R v Basit'', [http://canlii.ca/t/fvq6d 2013 BCSC 70] (CanLII){{perBCSC| Voith J}}{{at|7}}<br>
{{CanLIIRx|Basit|fvq6d|2013 BCSC 70 (CanLII)}}{{perBCSC| Voith J}}{{atL|fvq6d|7}}<br>
</ref>
</ref>


Where the stories of witnesses differ, the trier-of-fact may "cobble together some of the complainant’s evidence and some of the accused’s evidence" to determine if there is an air of reality.<ref>
Where the stories of witnesses differ, the trier-of-fact may "cobble together some of the complainant’s evidence and some of the accused’s evidence" to determine if there is an air of reality.<ref>
''R v Park'', [http://canlii.ca/t/1frj1 1995 CanLII 104] (SCC), [1995] 2 SCR 836{{perSCC|Lamer CJ}}<br>
{{CanLIIRP|Park|1frj1|1995 CanLII 104 (SCC)|[1995] 2 SCR 836}}{{perSCC|Lamer CJ}}<br>
''R v Esau'', [http://canlii.ca/t/1fqzb 1997 CanLII 312] (SCC), [1997] 2 SCR 777{{perSCC|Major J}}
{{CanLIIRP|Esau|1fqzb|1997 CanLII 312 (SCC)|[1997] 2 SCR 777}}{{perSCC-H|Major J}}
</ref>
</ref>


'''Incompatible Theories'''<br>
; Incompatible Theories
There is no rule against putting an alternative defence theory to the jury that is factually incompatible with the defence's principal theory. The only applicable test is whether there is an air of reality based on the evidence.<ref>
There is no rule against putting an alternative defence theory to the jury that is factually incompatible with the defence's principal theory. The only applicable test is whether there is an air of reality based on the evidence.<ref>
''R v Gauthier'', [http://canlii.ca/t/fxsxs 2013 SCC 32] (CanLII){{perSCC|Wagner J}} at para 29
{{CanLIIRP|Gauthier|fxsxs|2013 SCC 32 (CanLII)|[2013] 2 SCR 403}}{{perSCC|Wagner J}}{{atL|fxsxs|29}}
</ref>
</ref>


'''Appellate Review'''<br>
; Appellate Review
Whether there is an air of reality to a defence is a question of law and is reviewable on a standard of correctness.
Whether there is an air of reality to a defence is a question of law and is reviewable on a standard of correctness.<ref>
<ref>{{supra1|Cinous}} at para 55<br>
{{supra1|Cinous}}{{atL|51tb|55}}<br>
R v McRae [http://canlii.ca/t/1l8gw 2005 CanLII 26592] (ON CA){{perONCA|Simmons JA}} at para 38 ("[T]he question of whether there was an air of reality to the defence of duress is an issue of law")<br>
{{CanLIIRP|Tran|2dk6j|2010 SCC 58 (CanLII)|[2010] 3 SCR 350}}{{perSCC|Charron J}}{{AtL||40}}<br>
''R v Ryan'', [http://canlii.ca/t/fkr6j 2011 NSCA 30] (CanLII){{perNSCA| MacDonald JA}} at para 114<br>
{{CanLIIRP|McRae|1l8gw|2005 CanLII 26592 (ON CA)|199 CCC (3d) 536}}{{perONCA|Simmons JA}}{{atL|1l8gw|38}} ("[T]he question of whether there was an air of reality to the defence of duress is an issue of law")<br>
{{CanLIIRP|Ryan|fkr6j|2011 NSCA 30 (CanLII)|269 CCC (3d) 480}}{{perNSCA|MacDonald JA}}{{atL|fkr6j|114}}<br>
{{CanLIIRP|Budhoo|gmphp|2015 ONCA 912 (CanLII)|343 OAC 269}}{{perONCA|Benotto JA}}{{AtL|gmphp|40}} (" determination as to whether there is an air of reality to a defence is a question of law, subject to appellate review on a correctness standard")
</ref>
 
However, the decision on whether to leave a defence to the jury is entitled to "some deference."<ref>
{{CanLIIRP|Dupe|gt7c5|2016 ONCA 653 (CanLII)|340 CCC (3d) 508}}{{perONCA-H|Doherty JA}}{{atL|gt7c5|79}}
</ref>
This apparent conflict between standards can prove difficult.<Ref>
{{CanLIIRP|Land|hx5dz|2019 ONCA 39 (CanLII)|145 OR (3d) 29}}{{perONCA|Paciocco JA}}{{atL|hx5dz|71}}<br>
</ref>
The distinction can be reconciled whereby direct evidence cases do not afford deference while those involving limited inferences should be accorded "some deference."<Ref>
{{CanLIIRx|Paul|j6gn0|2020 ONCA 259 (CanLII)}}{{perONCA|Harvison Young JA}}{{atsL|j6gn0|26| to 31}}
</ref>
</ref>


{{reflist|2}}
{{reflist|2}}
==See Also==
* [[Self-Defence and Defence of Another]]

Latest revision as of 14:21, 14 July 2024

This page was last substantively updated or reviewed May 2020. (Rev. # 95249)

General Principles

Before the trier-of-fact can consider a justification or excuse defence there must be an "air of reality" to the defence.[1] Should there be an air of reality to the advanced defence, the burden is then upon the Crown to disprove at least one of the elements of the defence beyond a reasonable doubt.[2]

The air of reality test asks "whether there is evidence on the record upon which a properly instructed jury acting reasonably could acquit.[3]

Purpose

The purpose of the air of reality test is to prevent "outlandish defences" being put to the jury that would be "confusing and would invite unreasonable verdicts."[4]

As part of the trial judge's gatekeeper function, the judge must ensure that the trier-of-fact "does not become sidetracked from the real issues in a case by considering defences that the evidence cannot reasonably support."[5]

The purpose of the test is not intended "to assess whether the defence is likely, unlikely, somewhat likely, or very likely to succeed". It only asks "whether the record contains a sufficient factual foundation for a properly instructed jury to give effect to the defence."[6]

Nature of Burden Upon Accused

The air of reality test creates an evidential burden, not a persuasive burden.[7]

Jury Trials

In the context of a jury trial, the test determines whether the judge will give instructions to the jury that they should consider the particular defences. The jury should be instructed only of the defences that have evidence supporting it.[8] By inference, a "judge has a positive duty to keep from the jury defences lacking an evidential foundation."[9] There must be evidence support each element of the defence.[10]

Where it Applies

The test applies to all defences[11] as well as all elements of each defence.[12]

Applicable Test

The test requires that there must be "some evidence" upon which "a properly instructed jury acting reasonably could base an acquittal."[13]

Evaluation of Evidence

The judge must consider the "totality of the evidence" and assume that the defence evidence is all true.[14] The judge should not consider credibility, make findings of fact, draw inferences, or "weigh" the evidence.[15] He should not consider the likelihood of success of the defence.[16]

The judge may perform a limited, common sense weighing of the evidence.[17]

The judge must consider whether inferences would be necessary for the defence to succeed and whether those inferences from the evidence are reasonable.[18]

Where the stories of witnesses differ, the trier-of-fact may "cobble together some of the complainant’s evidence and some of the accused’s evidence" to determine if there is an air of reality.[19]

Incompatible Theories

There is no rule against putting an alternative defence theory to the jury that is factually incompatible with the defence's principal theory. The only applicable test is whether there is an air of reality based on the evidence.[20]

Appellate Review

Whether there is an air of reality to a defence is a question of law and is reviewable on a standard of correctness.[21]

However, the decision on whether to leave a defence to the jury is entitled to "some deference."[22] This apparent conflict between standards can prove difficult.[23] The distinction can be reconciled whereby direct evidence cases do not afford deference while those involving limited inferences should be accorded "some deference."[24]

  1. R v Cinous, 2002 SCC 29 (CanLII), [2002] 2 SCR 3, per McLachlin CJ and Bastarache J, at paras 53 to 54 and 65
    e.g. comments of Watt J. In R v Tomlinson, 2014 ONCA 158 (CanLII), 307 CCC (3d) 36, per Watt JA (3:0), at para 51
  2. Cinous, supra
  3. Cinous, supra, at para 49 ("The correct approach to the air of reality test is well established. The test is whether there is evidence on the record upon which a properly instructed jury acting reasonably could acquit. ...")
  4. Cinous, supra, at para 84
  5. R v Singh, 2016 ONSC 3739 (CanLII), 131 WCB (2d) 140, per Fairburn J, at para 36
    R v Ronald, 2019 ONCA 971 (CanLII), per Doherty JA, at para 44
  6. R v Buzizi, 2013 SCC 27 (CanLII), [2013] 2 SCR 248, per Fish J (3:2), at para 16
    R v Cairney, 2013 SCC 55 (CanLII), [2013] 3 SCR 420, per McLachlin CJ, at para 21
    R v Suarez-Noa, 2017 ONCA 627 (CanLII), 350 CCC (3d) 267, per Doherty JA, at para 41
  7. Cinous, supra, at para 52 ("It is trite law that the air of reality test imposes a burden on the accused that is merely evidential, rather than persuasive.")
  8. R v Ribic, 2008 ONCA 790 (CanLII), 238 CCC (3d) 225, per Cronk JA, at para 38 (all defences "that are realistically available on the evidence")
    Cinous, supra, at para 50 (“a defence should be put to a jury if and only if there is an evidential foundation for it”)
  9. R v Gunning, 2005 SCC 27 (CanLII), [2005] 1 SCR 627, per Charron J, at para 29
  10. Ribic, supra, at para 38 ("if evidential support for a necessary element of a defence is lacking, the air of reality test will not be met.")
  11. Cinous, supra, at paras 57 and 82
  12. Ribic, supra, at para 38
  13. Cinous, supra, at para 83
  14. Cinous, supra, at para 53 ("In applying the air of reality test, a trial judge considers the totality of the evidence, and assumes the evidence relied upon by the accused to be true")
  15. Cinous, supra, at para 54 ("The trial judge does not make determinations about the credibility of witnesses, weigh the evidence, make findings of fact, or draw determinate factual inferences")
  16. Cinous, supra, at para 54 ("whether the defence is likely, unlikely, somewhat likely, or very likely to succeed at the end of the day")
  17. R v Larose, 2013 BCCA 12 (CanLII), per Chiasson JA, at paras 27 to 28
  18. Cinous, supra, at paras 65 and 51tb83
    R v Savoury, 2005 CanLII 25884 (ON CA), 200 CCC (3d) 94, per Doherty JA, at para 45
    R v Basit, 2013 BCSC 70 (CanLII), per Voith J, at para 7
  19. R v Park, 1995 CanLII 104 (SCC), [1995] 2 SCR 836, per Lamer CJ
    R v Esau, 1997 CanLII 312 (SCC), [1997] 2 SCR 777, per Major J
  20. R v Gauthier, 2013 SCC 32 (CanLII), [2013] 2 SCR 403, per Wagner J, at para 29
  21. Cinous, supra, at para 55
    R v Tran, 2010 SCC 58 (CanLII), [2010] 3 SCR 350, per Charron J, at para 40
    R v McRae, 2005 CanLII 26592 (ON CA), 199 CCC (3d) 536, per Simmons JA, at para 38 ("[T]he question of whether there was an air of reality to the defence of duress is an issue of law")
    R v Ryan, 2011 NSCA 30 (CanLII), 269 CCC (3d) 480, per MacDonald JA, at para 114
    R v Budhoo, 2015 ONCA 912 (CanLII), 343 OAC 269, per Benotto JA, at para 40 (" determination as to whether there is an air of reality to a defence is a question of law, subject to appellate review on a correctness standard")
  22. R v Dupe, 2016 ONCA 653 (CanLII), 340 CCC (3d) 508, per Doherty JA, at para 79
  23. R v Land, 2019 ONCA 39 (CanLII), 145 OR (3d) 29, per Paciocco JA, at para 71
  24. R v Paul, 2020 ONCA 259 (CanLII), per Harvison Young JA, at paras 26 to 31

See Also