Parity Principle: Difference between revisions
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{{ | [[fr:Principe_de_parité]] | ||
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{{LevelZero}}{{HeaderPrinciples}} | {{LevelZero}}{{HeaderPrinciples}} | ||
==General Principles== | ==General Principles== | ||
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Given the subjective nature of the sentencing process it is necessary that all sentences "must respect the parity principle" | Given the subjective nature of the sentencing process it is necessary that all sentences "must respect the parity principle."<ref> | ||
{{CanLIIRPC|Nash v R|29vmr|2009 NBCA 7 (CanLII)|240 CCC (3d) 421}}{{perNBCA|Robertson JA}}{{atL|29vmr|54}} | {{CanLIIRPC|Nash v R|29vmr|2009 NBCA 7 (CanLII)|240 CCC (3d) 421}}{{perNBCA|Robertson JA}}{{atL|29vmr|54}} | ||
</ref> | </ref> | ||
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</ref> | </ref> | ||
To fulfil this requirement, sentencing judges must consider the "range" of sentences of "similar offenders for similar offences committed in similar circumstances" | The search for matching precedent is an exercise of "limited" utility.<Ref> | ||
{{CanLIIR|Moller|fv6qt|2012 ABCA 381 (CanLII)}}{{perABCA| J}}{{atL|fv6qt|31}} | |||
</ref> | |||
To fulfil this requirement, sentencing judges must consider the "range" of sentences of "similar offenders for similar offences committed in similar circumstances."<ref> | |||
{{CanLIIRP|Tuglavina|2fgrh|2011 NLCA 13 (CanLII)|[2011] NJ No 25 (NLCA)}}{{perNLCA|Wells JA}}<br> | {{CanLIIRP|Tuglavina|2fgrh|2011 NLCA 13 (CanLII)|[2011] NJ No 25 (NLCA)}}{{perNLCA|Wells JA}}<br> | ||
{{supra1|Nash}}{{atL|29vmr|54}}</ref> | {{supra1|Nash}}{{atL|29vmr|54}}</ref> | ||
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; Purpose of Parity | ; Purpose of Parity | ||
The purpose of the parity principle is to ensure fairness "by avoiding disproportionate sentences among convicted persons where, essentially, the same facts and circumstances indicate equivalent or like sentences" | The purpose of the parity principle is to ensure fairness "by avoiding disproportionate sentences among convicted persons where, essentially, the same facts and circumstances indicate equivalent or like sentences."<ref> | ||
{{CanLIIRP|WE|27jkw|2010 NLCA 4 (CanLII)|251 CCC (3d) 213}}{{perNLCA|Rowe JA}}{{atL|27jkw|33}} quoting Clayton C. Ruby, Sentencing, 7th ed. (Markham, ON: LexisNexis, 2008){{atp|33}}<br> | {{CanLIIRP|WE|27jkw|2010 NLCA 4 (CanLII)|251 CCC (3d) 213}}{{perNLCA|Rowe JA}}{{atL|27jkw|33}} quoting Clayton C. Ruby, Sentencing, 7th ed. (Markham, ON: LexisNexis, 2008){{atp|33}}<br> | ||
{{CanLIIRP|Rawn|frzp0|2012 ONCA 487 (CanLII)|34 MVR (6th) 175}}{{perONCA|Epstein JA}}{{atL|frzp0|18}}<br> | {{CanLIIRP|Rawn|frzp0|2012 ONCA 487 (CanLII)|34 MVR (6th) 175}}{{perONCA|Epstein JA}}{{atL|frzp0|18}}<br> | ||
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</ref> | </ref> | ||
It also "gives meaning to proportionality" | It also "gives meaning to proportionality."<Ref> | ||
{{CanLIIRP|Friesen|j64rn|2020 SCC 9 (CanLII)|391 CCC (3d) 309}}{{atL|j64rn|33 | {{CanLIIRP|Friesen|j64rn|2020 SCC 9 (CanLII)|391 CCC (3d) 309}}{{perSCC|Wagner CJ and Rowe J}}{{atL|j64rn|33}}<Br> | ||
{{CanLIIRx|Dawson; R. v. Ross|jdr88|2021 NSCA 29 (CanLII)}}{{atL|jdr88|94}} | {{CanLIIRx|Dawson; R. v. Ross|jdr88|2021 NSCA 29 (CanLII)}}{{perNSCA|Derrick JA}}{{atL|jdr88|94}} | ||
</ref> | </ref> | ||
; Parity Does Not Trump Proportionality | ; Parity Does Not Trump Proportionality | ||
The parity principle "does not preclude disparity where warranted by the circumstances, because of the principle of proportionality" | The parity principle "does not preclude disparity where warranted by the circumstances, because of the principle of proportionality."<ref> | ||
{{CanLIIRP|LM|1x21j|2008 SCC 31 (CanLII)|[2008] 2 SCR 163}}{{perSCC|LeBel J}}{{atL|1x21j|36}}<br> | {{CanLIIRP|LM|1x21j|2008 SCC 31 (CanLII)|[2008] 2 SCR 163}}{{perSCC|LeBel J}}{{atL|1x21j|36}}<br> | ||
</ref> | </ref> | ||
The principle of parity is "secondary to the fundamental principle of [[Proportionality|proportionality]]" | The principle of parity is "secondary to the fundamental principle of [[Proportionality|proportionality]]."<ref> | ||
{{CanLIIRP|Lacasse|gml9v|2015 SCC 64 (CanLII)|[2015] 3 SCR 1089}}{{perSCC|Wagner J}}{{atL|gml9v|92}}<br> | {{CanLIIRP|Lacasse|gml9v|2015 SCC 64 (CanLII)|[2015] 3 SCR 1089}}{{perSCC|Wagner J}}{{atL|gml9v|92}}<br> | ||
</ref> | |||
It is inappropriate to let the parity principle to "dominate the determination of a fit sentence."<Ref> | |||
R v Rawn, 2012 ONCA 487 (CanLII) at paras 29 to 30 | |||
</ref> | </ref> | ||
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; Deviations from Range Must be Justified | ; Deviations from Range Must be Justified | ||
A judge is permitted to deviate from the range where it is permitted in accordance with the principles and objectives of sentencing.<Ref> | A judge is permitted to deviate from the range where it is permitted in accordance with the principles and objectives of sentencing.<Ref> | ||
{{CanLIIRP|Nasogaluak|2848x|2010 SCC 6 (CanLII)|[2010] 1 SCR 206}}{{perSCC|LeBel J}}{{atL|2848x|44}} ("A judge can order a sentence outside that range as long as it is in accordance with the principles and objectives of sentencing. Thus, a sentence falling outside the regular range of appropriate sentences is not necessarily unfit. Regard must be had to all the circumstances of the offence and the offender, and to the needs of the community in which the offence occurred.") | |||
</ref> | </ref> | ||
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; No Such Thing as a Single Appropriate Sentence | ; No Such Thing as a Single Appropriate Sentence | ||
Given the individualized process of sentencing, "the search for a single appropriate sentence for a similar offender and a similar crime will frequently be a fruitless exercise of academic abstraction" | Given the individualized process of sentencing, "the search for a single appropriate sentence for a similar offender and a similar crime will frequently be a fruitless exercise of academic abstraction."<ref> | ||
{{CanLIIRP|M(CA)|1frb9|1996 CanLII 230 (SCC)|[1996] 1 SCR 500}}{{perSCC|Lamer CJ}} {{atL|1frb9|92}} | {{CanLIIRP|M(CA)|1frb9|1996 CanLII 230 (SCC)|[1996] 1 SCR 500}}{{perSCC|Lamer CJ}} {{atL|1frb9|92}} | ||
</ref> | </ref> | ||
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{{CanLIIRP|O’Flaherty|27pt7|1997 CanLII 14649 (NL CA)|155 Nfld. & PEIR 150 (NFCA)}}{{perNLCA|Steele JA}} {{atL|27pt7|20}} | {{CanLIIRP|O’Flaherty|27pt7|1997 CanLII 14649 (NL CA)|155 Nfld. & PEIR 150 (NFCA)}}{{perNLCA|Steele JA}} {{atL|27pt7|20}} | ||
</ref> | </ref> | ||
It its ''descriptive'' sense, considering a range of sentence is simply a "check" to ensure that the sentence is not unduly harsh or lenient when compared against other cases. It "reflects individual cases, but does not govern them" | It its ''descriptive'' sense, considering a range of sentence is simply a "check" to ensure that the sentence is not unduly harsh or lenient when compared against other cases. It "reflects individual cases, but does not govern them."<ref> | ||
{{supra1|Johnston}}{{atL|fmqxj|36}}</ref> | {{supra1|Johnston}}{{atL|fmqxj|36}}</ref> | ||
In a ''prescriptive'' sense, a range is set by an appellate court to instruct lower courts on the "appropriate penalty for a category of crime" | In a ''prescriptive'' sense, a range is set by an appellate court to instruct lower courts on the "appropriate penalty for a category of crime."<ref> | ||
{{supra1|Johnston}}{{atL|fmqxj|37}}<br> | {{supra1|Johnston}}{{atL|fmqxj|37}}<br> | ||
{{CanLIIRP|Stone|1fqn2|1999 CanLII 688 (SCC)|[1999] 2 SCR 290}}{{perSCC-H|Bastarache J}}{{atL|1fqn2|244}}</ref> | {{CanLIIRP|Stone|1fqn2|1999 CanLII 688 (SCC)|[1999] 2 SCR 290}}{{perSCC-H|Bastarache J}}{{atL|1fqn2|244}}</ref> | ||
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Regardless of the sense, ranges are considered "guidelines" and not "hard and fast rules". The judge may go outside the range as long as it conforms to the principles and objectives of sentencing.<ref> | Regardless of the sense, ranges are considered "guidelines" and not "hard and fast rules". The judge may go outside the range as long as it conforms to the principles and objectives of sentencing.<ref> | ||
{{CanLIIRP|Nasogaluak|2848x|2010 SCC 6 (CanLII)|[2010] 1 SCR 206}}{{perSCC|LeBel J}} {{atL|2848x|44}} | {{CanLIIRP|Nasogaluak|2848x|2010 SCC 6 (CanLII)|[2010] 1 SCR 206}}{{perSCC|LeBel J}}{{atL|2848x|44}} | ||
</ref> | </ref> | ||
Latest revision as of 14:22, 14 July 2024
This page was last substantively updated or reviewed August 2023. (Rev. # 95319) |
General Principles
The parity principle means that a sentence should be "similar to sentences imposed on similar offenders for similar offences committed in similar circumstances". [1] Section 718.2 states that :
718.2 A court that imposes a sentence shall also take into consideration the following principles:
- [omitted (a)]
- (b) a sentence should be similar to sentences imposed on similar offenders for similar offences committed in similar circumstances;
- [omitted (c), (d) and (e)]
1995, c. 22, s. 6; 1997, c. 23, s. 17; 2000, c. 12, s. 95; 2001, c. 32, s. 44(F), c. 41, s. 20; 2005, c. 32, s. 25; 2012, c. 29, s. 2; 2015, c. 13, s. 24, c. 23, s. 16; 2017, c. 13, s. 4; 2019, c. 25, s. 293.
[annotation(s) added]
Given the subjective nature of the sentencing process it is necessary that all sentences "must respect the parity principle."[2]
Offenders being sentenced to the same or similar offence should not have disparate sentences. The sentences should be approximately the same, taking into account the aggravating and mitigating factors unique to the individual. [3]
Parity does not mean uniformity and should not reduce the focus on the need for proportionality.[4]
The search for matching precedent is an exercise of "limited" utility.[5]
To fulfil this requirement, sentencing judges must consider the "range" of sentences of "similar offenders for similar offences committed in similar circumstances."[6]
The judge is not required to apply the parity principle with respect to the co-accused where he is not provided with necessary information to undertake a meaningful comparison.[7]
It has been suggested that precedent should not be treated as binding. They can "inform" a sentence bu are merely "historical statements" of penalties.[8]
- Purpose of Parity
The purpose of the parity principle is to ensure fairness "by avoiding disproportionate sentences among convicted persons where, essentially, the same facts and circumstances indicate equivalent or like sentences."[9] It does not, however override the individualized approach to sentencing. [10]
The purpose is not to match sentences perfectly, but rather should advance fairness.[11]
Parity promotes "consistency, fairness, and rationality" in sentencing.[12]
It also "gives meaning to proportionality."[13]
- Parity Does Not Trump Proportionality
The parity principle "does not preclude disparity where warranted by the circumstances, because of the principle of proportionality."[14] The principle of parity is "secondary to the fundamental principle of proportionality."[15]
It is inappropriate to let the parity principle to "dominate the determination of a fit sentence."[16]
- Parity and Individualization of Sentence
The parity principle is complementary to the individualization of the sentencing process. Where a sentence must be tailored to the individual, circumstances that are similar should be treated similarly, while dissimilar cases case justifiably be treated differently.[17]
- Court of Appeal Sets Range
One of the goals of the provincial courts of appeal is to maintain parity in sentence and minimize the differences in sentencing approaches.[18] However, the judges must also be sensitive to the needs of local community.[19]
- Duty to Keep With Precedent
A judge has a responsibility to "impose sentences in line with precedent, noting always that for each offence and each offender some elements are unique." [20]
It has been suggested that courts have a duty "to impose sentences in line with precedent" while still taking into account the uniqueness of the offender and offence.[21]
- Mandatory Minimums
Increases in minimum sentences will have the effect of "shifting" or "inflating" the range of appropriate sentence. This is not considered a violation of the parity rule.[22]
- Deviations from Range Must be Justified
A judge is permitted to deviate from the range where it is permitted in accordance with the principles and objectives of sentencing.[23]
Where the judge deviates from the regular range established by case law the judge "should explain how it is in accordance with the principles and objectives and objectives of sentencing."[24]
- No Such Thing as a Single Appropriate Sentence
Given the individualized process of sentencing, "the search for a single appropriate sentence for a similar offender and a similar crime will frequently be a fruitless exercise of academic abstraction."[25]
- Appellate Review
In certain cases a failure to conduct a parity analysis may be a legal error.[26]
- ↑ see s. 718.2(b) Criminal Code
Sentencing, 7th ed. (Markham: LexisNexis, 2008), at ss.2.21 - ↑ Nash v R, 2009 NBCA 7 (CanLII), 240 CCC (3d) 421, per Robertson JA, at para 54
- ↑ R v Roche, 1990 CanLII 6483 (NL CA), 84 Nfld. & PEIR 1, per Goodridge JA, at para 10
- ↑ R v Jimmy, 2023 SKCA 28 (CanLII), 423 CCC (3d) 60, per Kalmakoff JA, at para 53
- ↑ R v Moller, 2012 ABCA 381 (CanLII), per J, at para 31
- ↑
R v Tuglavina, 2011 NLCA 13 (CanLII), [2011] NJ No 25 (NLCA), per Wells JA
Nash, supra, at para 54 - ↑
R v Pearce, 2021 ONCA 239 (CanLII), per curiam, at para 18
- ↑ R v Laite, 2017 CanLII 74199 (NL PC), per Gorman J
- ↑
R v WE, 2010 NLCA 4 (CanLII), 251 CCC (3d) 213, per Rowe JA, at para 33 quoting Clayton C. Ruby, Sentencing, 7th ed. (Markham, ON: LexisNexis, 2008), at p. 33
R v Rawn, 2012 ONCA 487 (CanLII), 34 MVR (6th) 175, per Epstein JA, at para 18
- ↑
R v Knife, 1982 CanLII 2569 (SKQB), 16 Sask R 40 (CA), per Cameron JA, at p. 43
Jimmy, supra, at para 54 - ↑
Jimmy, supra, at para 55 ("...it is important to bear in mind that parity is also not a matching exercise. The parity principle is grounded in concepts of fairness, but it is rare that the circumstances of two offences and the offenders who commit them will match perfectly.")
R v Klemenz, 2015 SKCA 89 (CanLII), per Ryan-Froslie JA, at paras 45 to 46 - ↑
R v Robinson, 2021 NSPC 20 (CanLII), per Buckle J, at para 47
- ↑
R v Friesen, 2020 SCC 9 (CanLII), 391 CCC (3d) 309, per Wagner CJ and Rowe J, at para 33
R v Dawson; R. v. Ross, 2021 NSCA 29 (CanLII), per Derrick JA, at para 94 - ↑
R v LM, 2008 SCC 31 (CanLII), [2008] 2 SCR 163, per LeBel J, at para 36
- ↑
R v Lacasse, 2015 SCC 64 (CanLII), [2015] 3 SCR 1089, per Wagner J, at para 92
- ↑ R v Rawn, 2012 ONCA 487 (CanLII) at paras 29 to 30
- ↑ R v Pham, 2013 SCC 15 (CanLII), [2013] 1 SCR 739, per Wagner J, at para 9 ("As a corollary to sentence individualization, the parity principle requires that a sentence be similar to those imposed on similar offenders for similar offences committed in similar circumstances (s. 718.2(b) of the Criminal Code). In other words, “if the personal circumstances of the offender are different, different sentences will be justified” (C. C. Ruby, G. J. Chan and N. R. Hasan, Sentencing (8th ed. 2012), at §2.41).")
- ↑
R v Arcand, 2010 ABCA 363 (CanLII), 264 CCC (3d) 134, per Fraser and Watson JJA
R v Nasogaluak, 2010 SCC 6 (CanLII), [2010] 1 SCR 206, per LeBel J
- ↑ Nasogaluak, ibid.
- ↑ R v Oake, [2010] NJ No 94 (NLCA)(*no CanLII links)
- ↑
Oake, supra
cf. R v Day, 2013 BCCA 172 (CanLII), per Kirkpatrick JA, at para 17 (It is “trite law that the sentences imposed in other cases are of limited assistance in determining a fit sentence.”) - ↑
R v KDH, 2012 ABQB 471 (CanLII), 102 WCB (2d) 621, per Manderscheid J, at paras 6 to 8
- ↑ R v Nasogaluak, 2010 SCC 6 (CanLII), [2010] 1 SCR 206, per LeBel J, at para 44 ("A judge can order a sentence outside that range as long as it is in accordance with the principles and objectives of sentencing. Thus, a sentence falling outside the regular range of appropriate sentences is not necessarily unfit. Regard must be had to all the circumstances of the offence and the offender, and to the needs of the community in which the offence occurred.")
- ↑ R v Cluney, 2013 NLCA 46 (CanLII), NJ No 256, per Barry JA
- ↑ R v M(CA), 1996 CanLII 230 (SCC), [1996] 1 SCR 500, per Lamer CJ , at para 92
- ↑
R v Hynes, 2022 NSCA 51 (CanLII) (working hyperlinks pending), per curiam, at para 144
R v Hawkins, 2011 NSCA 7 (CanLII), 265 CCC (3d) 513, per Beveridge JA
R v White, 2020 NSCA 33 (CanLII), 387 CCC (3d) 106, per Saunders JA
Ranges of Sentence
One of the roles of appellate courts is in "maintaining some degree of uniformity in the sentences imposed for crimes of the same general character" by setting direction of appropriate sentences.[1]
A Court referring to a "range" of sentence can be interpreted in multiples ways.[2] It its descriptive sense, considering a range of sentence is simply a "check" to ensure that the sentence is not unduly harsh or lenient when compared against other cases. It "reflects individual cases, but does not govern them."[3]
In a prescriptive sense, a range is set by an appellate court to instruct lower courts on the "appropriate penalty for a category of crime."[4]
When a range is defined prescriptively, care should be taken as problems may arise in defining the parameters.[5]
Regardless of the sense, ranges are considered "guidelines" and not "hard and fast rules". The judge may go outside the range as long as it conforms to the principles and objectives of sentencing.[6]
Some courts have stated that deviation from the range requires something "special" or "unusual" about the case.[7]
- ↑
R v Robert, 1996 CanLII 1725 (BC CA), 108 CCC (3d) 83, per Goldie JA, at para 23
- ↑
R v Johnston, 2011 NLCA 56 (CanLII), 274 CCC (3d) 388, per White JA, at para 36
R v O’Flaherty, 1997 CanLII 14649 (NL CA), 155 Nfld. & PEIR 150 (NFCA), per Steele JA , at para 20 - ↑ Johnston, supra, at para 36
- ↑
Johnston, supra, at para 37
R v Stone, 1999 CanLII 688 (SCC), [1999] 2 SCR 290, per Bastarache J, at para 244 - ↑
Johnson, supra, at para 42
R v Murphy, 2001 NLCA 16 (CanLII), 672 APR 181, per Marshall JA
- ↑ R v Nasogaluak, 2010 SCC 6 (CanLII), [2010] 1 SCR 206, per LeBel J, at para 44
- ↑ Johnston, supra, at para 39
Parity to Co-Accused
Co-accused who are equally responsible for the offence should, with all else being equal, expect to have similar sentences.[1]
In a situation of co-accused, the roles of the parties will be considered as well as their personal circumstances. [2]
The principle of parity does not require equal sentences for participants in the same offence. Rather, they must "only [be] understandable sentences when examined together."[3]
Where there is disparity between offenders who participated in a "common venture", the judge must show justification.[4]
Where accomplices who commit the crime at the orders of a principal and agree to testify against he principal can be afforded lesser sentences than the principal.[5]
- Uncharged Co-Accused
Uncharged accomplices who sign an immunity agreement in exchange for testimony of the accused is not a relevant factor to sentencing of the accused.[6]
- ↑ R v Reitmeier, 2016 ABCA 269 (CanLII), AJ No 936, per curiam , at para 10
- ↑ R v Knife (1982), 16 Sask R 40 (CA)(*no CanLII links) , at p. 43
- ↑
R v Issa (T.), (1992), 57 OAC 253(*no CanLII links)
, at para 9
R v Rawn, 2012 ONCA 487 (CanLII), 34 MVR (6th) 175, per Epstein JA, at para 30
- ↑
R v Sahota, 2015 ONCA 336 (CanLII), per curiam, at para 7
- ↑ R v Ellahib, 2008 ABCA 281 (CanLII), 78 WCB (2d) 802, per Rowbotham JA -- 20 years for the principal and the 16 and 15-year sentences accomplices justified because the principal was the instigator and the accomplices entered guilty pleas and testified against him.
- ↑
R v Wilson, 2018 ABPC 54 (CanLII), per Van de Veen J, at para 27
R v Athwal, 2017 ONCA 222 (CanLII), per Juriansz JA
R v Deol, 2017 ONCA 221 (CanLII), 352 CCC (3d) 343, per Juriansz JA
R v Perciballi, 2001 CanLII 13394 (ON CA), [2001], 54 OR (3d) 346, per Charron JA