Opening and Closing Address: Difference between revisions

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R.S., c. C-34, s. 578.
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Revision as of 17:57, 3 May 2020

Opening Submissions

Effect of Inappropriate Submissions

Inflammatory remarks during opening submissions may allow for a mistrial, particularly in the context of a jury trial.[1]

Crown Submissions

The open address is to be used to introduce the parties, explain the process, and provide a general overview of the evidence that the party is calling.[2] Submissions of the Crown are a form of advocacy and so may include passionate rhetoric and forceful positions.[3]

The rhetoric and argument must be limited to the facts that are in evidence.[4]

The opening is not an opportunity for argument, invectives or opinion.[5]

Crown remarks to a jury stating that the greatest sin is for the prosecution to convict an innocent person and how the system is designed not to prosecute the innocent produced a mistrial.[6]

The Crown submissions should focus on introducing the parties, explaining the process and giving an overview of the Crown evidence.[7] Before a jury, the Crown should not go into detail about the role and duties of the Crown in its opening.[8] Such comments invite "invidious comparison" with the role of defence counsel and may undermine their credibility before a jury. [9]

The primary issue of concern where the Crown has gone outside of his limitations is whether the accused was deprived of a fair trial.[10] This is evaluated in the entirety of the trial's context, including the existence of any judicial remarks.[11]

  1. ↑ Stewart v Speer (1953), [1953] O.R. 502 (Ont. C.A.), 1953 CanLII 153 (ON CA), per Hogg JA
    Landolfi v Fargione (2006), 2006 CanLII 9692 (ON CA), 2006 CarswellOnt 1855 (Ont. C.A.), per Cronk JA
  2. ↑ R v Mallory, 2007 ONCA 46 (CanLII), 217 CCC (3d) 266, per curiam, at para 338 ("It is well established that the opening address is not the appropriate forum for argument, invective, or opinion. The Crown should use the opening address to introduce the parties, explain the process, and provide a general overview of the evidence that the Crown anticipates calling in support of its case")
  3. ↑ R v Manasseri, 2016 ONCA 703 (CanLII), per Watt JA, at paras 101 to 105
  4. ↑ Manasseri, ibid., at para 104
  5. ↑ Mallory, supra, at para 338
  6. ↑ R v Brown, 2009 BCSC 1870 (CanLII), per Dickson J
  7. ↑ R v Patrick, 2007 CanLII 11724 (ON SC), per Dambrot J, at para 5 (error in detailing the role of crown remedied by jury warning)
  8. ↑ Patrick, ibid.
  9. ↑ R v Levert, 2001 CanLII 8606 (ON CA), per Rosenberg JA, at paras 30, 31
    See also R v Boucher, [1955] SCR 16, 1954 CanLII 3 (SCC), per Kerwin CJ - Crown improperly suggested that the crown only takes guilty people to trial
  10. ↑ Manasseri, supra, at para 105
  11. ↑ Manasseri, supra, at para 105
    R v AT, 2015 ONCA 65 (CanLII), per Benotto JA, at para 31

Closing Submissions

Order of Submissions

Section 651 governs the order of the closing submissions:

Summing up by prosecutor

651. (1) Where an accused, or any one of several accused being tried together, is defended by counsel, the counsel shall, at the end of the case for the prosecution, declare whether or not he intends to adduce evidence on behalf of the accused for whom he appears and if he does not announce his intention to adduce evidence, the prosecutor may address the jury by way of summing up.

Summing up by accused

(2) Counsel for the accused or the accused, where he is not defended by counsel, is entitled, if he thinks fit, to open the case for the defence, and after the conclusion of that opening to examine such witnesses as he thinks fit, and when all the evidence is concluded to sum up the evidence.

Accused’s right of reply

(3) Where no witnesses are examined for an accused, he or his counsel is entitled to address the jury last, but otherwise counsel for the prosecution is entitled to address the jury last.

Prosecutor’s right of reply where more than one accused

(4) Where two or more accused are tried jointly and witnesses are examined for any of them, all the accused or their respective counsel are required to address the jury before it is addressed by the prosecutor.
R.S., c. C-34, s. 578.

– CCC

The accused argues first where defence evidence is called, otherwise the Crown argues first.

Section 651 does not violate the accused's right to full answer and defence.[1]

  1. ↑ R v Rose, [1998] 3 SCR 262, 1998 CanLII 768 (SCC), per Cory, Iacobucci and Bastarache JJA

Substance of Submissions

Both counsel have a "fair degree of latitude" on their closings. They are each entitled to "advance his ... position forcefully and effectively", it is expected that there will be "a degree of rhetorical passion in that presentation." [1]

Violations of these requirements may sometimes result in a mistrial. However, the prejudices arising from this conduct can often be remedied by additional jury instructions.[2]

Ability of Judge to Restrict Submissions

A judge must allow counsel an opportunity to make closing submission in full.[3] Nevertheless, the judge can still comment on the evidence during the submissions and may attempt at focusing the argument on particular issues of concern. The judge cannot prevent counsel from making submissions on relevant issues.[4] A trial judge does not have to be silent during submissions and can voice concerns.[5] He is permitted to express a preliminary opinion on the evidence or the law during submissions.[6]

Submissions by counsel on issues before the court cannot be intentionally or inadvertently denied by the court. A failure would result in a new trial.[7]

Erroneous Submissions

Where counsel makes false or erroneous submissions in the address to a jury, the judge must give corrections in the jury instruction.[8]

No Giving Evidence

Counsel cannot give evidence during their closing submissions.[9] This includes giving explanations as to why the accused did not choose to testify.[10]

Referencing the Risk of Wrongful Convictions

A "passing reference" to the risk of wrongful conviction or miscarriages of justice is a legitimate argument in a jury address.[11] Repeating the point can amount to intimidation to the point of demanding an acquittal despite sufficient evidence of guilt.[12]

Recitation of the Law

It is generally not permitted for counsel to read and interpret the law for the jury in their closing arguments.[13]

Acceptance of Evidence

The party calling a witness does not need to assert that the trier of fact accept everything said by the witness wholesale. [14]

Correcting Errors

Crown counsel can ask that the trier reject evidence of a Crown witness in preference of other evidence heard. However, counsel cannot ask for the rejection of evidence in favour of a theory not in evidence.[15] Likewise, a party is not precluded from calling evidence that may contradict other witnesses called by the same party.[16]

A judge is required to correct with the jury any missteps of counsel in their closing irrespective of whether the issue was raised by either counsel.[17] One manner of curing the error in submissions to the jury is by "drawing the jurors’ attention to the misstatements and emphasizing that they do not constitute evidence".[18] Only in the "clearest cases" should a party be granted "limited opportunity to reply".[19]

Specific Crown Obligations

Once the Crown has completed their evidence, it is not allowed to change its theory of the case because of the addition of defence evidence.[20]

The Crown cannot argue a position that is based on speculation and not supported by the facts.[21]

However, the Crown must: [22]

  • "abstain from inflammatory rhetoric",
  • abstain from "demeaning commentary and sarcasm",
  • not "misstate the law",
  • "not invite the jury to engage in speculation" [23]
  • not "express personal opinions about either the evidence or the veracity of a witness" [24]

Crown counsel should not state their own personal opinion to the jury, misrepresent the evidence and use rhetorical excess that may affect the jury.[25]

Submissions of Defence Counsel in a "cut-throat" Defence Case

In a case where two or more co-accused attempt to redirect blame onto the other, there will generally be an acceptance that an enthusiastic and forceful defence that accuses a co-accused of wrongdoing will be permitted.[26]

  1. ↑ R v Daly, (1992), 57 O.A.C. 70(*no CanLII links) , at p. 76
    R v Boudreau, 2012 ONCA 830 (CanLII), per curiam, at para 15 onward
    see also R v Mallory, 2007 ONCA 46 (CanLII), 217 CCC (3d) 266, per curiam, at para 339
  2. ↑ R v Boudreau, 2012 ONCA 830 (CanLII), per curiam, at para 20
  3. ↑ R v Al-Fartossy, 2007 ABCA 427 (CanLII), 425 A.R. 336, per Martin JA, at para 25
  4. ↑ R v Hodson, 2001 ABCA 111 (CanLII), per McClung JA, at paras 33 and 35
  5. ↑ R v WFM (1995), 169 A.R. 222 (C.A.)(*no CanLII links) , at para 10
  6. ↑ R v Baccari, 2011 ABCA 205 (CanLII), per curiam, at para 24
    R v Johnson, 2010 ABCA 392 (CanLII), per curiam, at para 14
  7. ↑ Dewey v Dawson-Moran, 2011 ABCA 45 (CanLII), per curiam at 12
    R v Komarnicki, 2012 SKQB 140 (CanLII)}, per Laing J
  8. ↑ see R v Romeo, 1991 CanLII 113 (SCC), [1991] 1 SCR 86, per Lamer CJ, at para 95
    R v Rose, 1998 CanLII 768 (SCC), [1998] 3 SCR 262, per Cory, Iacobucci and Bastarache JJ, at paras 126 and 127
  9. ↑ R v Smith, 1997 CanLII 832 (ON CA), (1997), 120 CCC (3d) 500 (Ont. C.A.), per Finlayson JA, at para 26
    R v Browne, 2017 ONSC 5796 (CanLII), per Coroza J, at para 58 ("...If...counsel has given evidence, a trial judge has a duty to correct the...transgression.")
  10. ↑ R v Tomlinson, 2014 ONCA 158 (CanLII), per Watt JA, at para 96 ("...counsel, whether prosecuting or defending, are not permitted to give evidence in their closing submissions: R. v. Smith (1997), 120 CCC (3d) 500 (Ont. C.A.), at para 26. This prohibition includes providing an explanation, not otherwise in evidence, for the failure of an accused to testify.")
  11. ↑ R v Horan, 2008 ONCA 589 (CanLII), 237 CCC (3d) 514, per Rosenberg JA, at para 69
  12. ↑ R v Tomlinson, 2014 ONCA 158 (CanLII), per Watt JA, at para 99
    Horan, supra, at para 67
  13. ↑ R v Drover, [2000] N.J. No. 36 (NLCA), 2000 NFCA 9 (CanLII), per curiam, at para 16 ("... It would be highly inconvenient and calculated to mislead the jury if counsel on each side had the right to read from books the law as laid down in other cases, where the facts and issues were not the same. ...On the Judge, and on him alone, lies the responsibility for directing the jury in point of law, and, if he goes wrong, he can always be corrected. If the jury must take the law from him, what good can come from counsel reading and interpreting the law in any other way? It can have but one result, if it is of any weight - that would be to confuse the minds of the jury, and, therefore, should not be permitted.")
    R v Charest, 1990 CanLII 3425 (QC CA), , (1990) 57 CCC (3d) 312 (QCCA), per curiam, at p. 330 ("...Applicable principles of law should be left for the judge to explain; when reference to the law is necessary for the purpose of making an argument, the law should be accurately stated.")
  14. ↑ R v Benji, 2012 BCCA 55 (CanLII), per Rowles JA, at para 158
    R v Biniaris, 1998 CanLII 14986 (BC CA), per Hall JA, at para 9
  15. ↑ Walker at 157
  16. ↑ R v Biniaris, 1998 CanLII 14986 (BC CA) at 10 citing Cariboo Observer Ltd. v Carson Truck Lines Ltd. and Tyrell (1961), 32 DLR (2d) 36 at 39, 1961 CanLII 360 (BC CA), 37 W.W.W. 209 (BCCA), per Davey JA
  17. ↑ Tomlinson, supra, at para 100
    R v Rose, 1998 CanLII 768 (SCC), [1998] 3 SCR 262, per Cory, Iacobucci and Bastarache JJ, at paras 63 and Template:Atps-np
    R v Archer, 2005 CanLII 36444 (ON CA), (2005), 202 CCC (3d) 60 (Ont. C.A.), per Doherty JA, at para 96
    R v AT, 2015 ONCA 65 (CanLII), per Benotto JA, at paras 29 to 30
    R v Tymchyshyn, 2016 MBCA 73 (CanLII), per Cameron JA, at para 84
  18. ↑ Tymchyshyn, ibid., at para 84
  19. ↑ Tymchyshyn, ibid., at para 84
    Rose, supra, at paras 124 to 136
    R v Kociuk, 2011 MBCA 85 (CanLII), per Chartier JA, at para 64
  20. ↑ R v G(SG), 1997 CanLII 311 (SCC), [1997] 2 SCR 716, per Cory J
  21. ↑ R v Boudreau, 2012 ONCA 830 (CanLII), per curiam, at para 16
  22. ↑ Boudreau, supra, at para 16
    Mallory, supra
  23. ↑ see Mallory, supra, at para 340
  24. ↑ see Mallory, supra, at para 340
  25. ↑ R v Leaver, 1998 CanLII 12205 (NB CA), [1998] N.B.J. No. 238 (QL), per Ryan JA
    R v Finta (1992), 1992 CanLII 2783 (ON CA), 73 CCC (3d) 65 (Ont. C.A.), aff'd 1994 CanLII 129 (SCC), [1994] 1 SCR 701, per Gonthier, Cory and Major JJ
    R v Boudreau, 2012 ONCA 830 (CanLII), per curiam, at para 16 ("...The Crown must not ... express personal opinions about either the evidence or the veracity of a witness...")
  26. ↑ e.g. R v Deol, 2017 ONCA 221 (CanLII), per Juriansz JA, at paras 42 to 46

Use of Multimedia

See also: Demonstrative Evidence

The use of powerpoint slides should be done with caution. The judge may want to give limiting instructions where slides and accompanying images may potentially mislead the jury.[1]

  1. ↑ e.g. US v Burns, 298 F.3d 523 (6th Cir. 2002) - judge did not err in giving limiting instructions on powerpoint slides that had pictures of large amounts of crack cocaine
    State v Robinson, 110 Wash App. 1040 (2002) - slides on arson case had depictions of flaming letters
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