Voir Dire: Difference between revisions

From Criminal Law Notebook
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==General Principles==
==General Principles==
A ''Voir Dire'' is a hearing to determine a question of law, including the admissibility of evidence.<Ref>
A ''Voir Dire'' is a hearing to determine a question of law, including the admissibility of evidence.<Ref>
R v Sadikov, [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 30 (A voir dire is to "determine the admissibility of evidence proposed for admission by a party to a criminal proceeding")<br>
''R v Sadikov'', [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 30 (A voir dire is to "determine the admissibility of evidence proposed for admission by a party to a criminal proceeding")<br>
</ref>
</ref>
It is typically held during a trial but is considered a separate hearing from the trial itself. It is known as a "trial within a trial" and designed to determine an issue separate from the trial on matters of procedure or admissibility of evidence.
It is typically held during a trial but is considered a separate hearing from the trial itself. It is known as a "trial within a trial" and designed to determine an issue separate from the trial on matters of procedure or admissibility of evidence.
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==Procedure==
==Procedure==
The procedure in holding a voir dire is at the discretion of the judge based on the issue and nature of the "means of proof available".<ref>
The procedure in holding a voir dire is at the discretion of the judge based on the issue and nature of the "means of proof available".<ref>
R v Sadikov, [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt J}} at para 32
''R v Sadikov'', [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt J}} at para 32
</ref>
</ref>


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'''Directed Verdict'''<br>
'''Directed Verdict'''<br>
There seems to be some ability to make a motion for "non-suit or directed verdict" motion by the responding party to a voir dire application.<ref>
There seems to be some ability to make a motion for "non-suit or directed verdict" motion by the responding party to a voir dire application.<ref>
R v Gartland, 1981 CarswellOnt 1845, 7 W.C.B. 110 {{NOCANLII}} at para 26 (the accused person must be afforded "every essential procedural step and safeguard available to him on his trial on the merits of the substantive offence, in so far as it can be applicable...") cited also in R v BT, [http://canlii.ca/t/frx58 2012 NSPC 59] (CanLII){{perNSPC|Derrick J}}</ref>
''R v Gartland'', 1981 CarswellOnt 1845, 7 W.C.B. 110 {{NOCANLII}} at para 26 (the accused person must be afforded "every essential procedural step and safeguard available to him on his trial on the merits of the substantive offence, in so far as it can be applicable...") cited also in R v BT, [http://canlii.ca/t/frx58 2012 NSPC 59] (CanLII){{perNSPC|Derrick J}}</ref>


'''Jury Trials'''<br>
'''Jury Trials'''<br>
A voir dire should always be held in absence of the jury.<ref>
A voir dire should always be held in absence of the jury.<ref>
R v Viszlai, [http://canlii.ca/t/ftnz7 2012 BCCA 442] (CanLII){{perBCCA|Frankel J}} at paras 69 to 72
''R v Viszlai'', [http://canlii.ca/t/ftnz7 2012 BCCA 442] (CanLII){{perBCCA|Frankel J}} at paras 69 to 72
</ref> It is important that the jury not be told anything about the purpose of the voir dire or the result of the hearing.<Ref>
</ref> It is important that the jury not be told anything about the purpose of the voir dire or the result of the hearing.<Ref>
Viszlai{{ibid}}
Viszlai{{ibid}}
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trial" then it should be dealt with early.
trial" then it should be dealt with early.
<ref>
<ref>
R v Harris, [http://canlii.ca/t/6hgs 1997 CanLII 6317] (ON CA){{perONCA|Moldaver JA}}, at para 38
''R v Harris'', [http://canlii.ca/t/6hgs 1997 CanLII 6317] (ON CA){{perONCA|Moldaver JA}}, at para 38
</ref>
</ref>


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===Applying Rules Evidence===
===Applying Rules Evidence===
The judge must determine whether the "conditions precedent" to the admission of evidence have been met.<ref>
The judge must determine whether the "conditions precedent" to the admission of evidence have been met.<ref>
R v Sadikov, [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 30<br>
''R v Sadikov'', [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 30<br>
</ref>
</ref>


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===Constitutional Challenges to the Admissibility of Evidence===
===Constitutional Challenges to the Admissibility of Evidence===
The process of challenging the constitutionality of the admissibility of evidence requires first an inquiry into the constitutionality of the state's conduct and then second, should a finding of unconstitutionality is found, an inquiry into the "admissibility of the evidence obtained by the infringement".<ref>
The process of challenging the constitutionality of the admissibility of evidence requires first an inquiry into the constitutionality of the state's conduct and then second, should a finding of unconstitutionality is found, an inquiry into the "admissibility of the evidence obtained by the infringement".<ref>
R v Sadikov, [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 35
''R v Sadikov'', [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 35
</ref>
</ref>


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Procedurally, a voir dire on the for the validity of a warrant should proceed as follows:<ref>
Procedurally, a voir dire on the for the validity of a warrant should proceed as follows:<ref>
R v Wilson, [http://canlii.ca/t/fllg6 2011 BCCA 252] (CanLII){{perBCCA|Frankel JA}} at para 69<br>
''R v Wilson'', [http://canlii.ca/t/fllg6 2011 BCCA 252] (CanLII){{perBCCA|Frankel JA}} at para 69<br>
</ref>
</ref>
:(a)      The trial judge should determine whether a voir dire is necessary and, if so, whether the calling of evidence should be permitted;
:(a)      The trial judge should determine whether a voir dire is necessary and, if so, whether the calling of evidence should be permitted;
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Unequivocal admission of the issue by an opposing party should generally be sufficient to forgo a voir dire.<ref>
Unequivocal admission of the issue by an opposing party should generally be sufficient to forgo a voir dire.<ref>
e.g. R v Dietrich, [http://canlii.ca/t/g1bt2 1970 CanLII 377] (ON CA), (1970), 1 CCC (2d) 49{{perONCA|Gale CJ}}
e.g. ''R v Dietrich'', [http://canlii.ca/t/g1bt2 1970 CanLII 377] (ON CA), (1970), 1 CCC (2d) 49{{perONCA|Gale CJ}}
</ref>
</ref>
The judge should be be satisfied that counsel understood the matter and has made an informed decision.<ref>
The judge should be be satisfied that counsel understood the matter and has made an informed decision.<ref>
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There is no strict requirement in law that voir dires must be conducted on viva voce evidence.<ref>
There is no strict requirement in law that voir dires must be conducted on viva voce evidence.<ref>
R v Kematch, [http://canlii.ca/t/28cmh 2010 MBCA 18] (CanLII){{perMBCA|Monnin JA}} <br>
''R v Kematch'', [http://canlii.ca/t/28cmh 2010 MBCA 18] (CanLII){{perMBCA|Monnin JA}} <br>
R v Garnier, [http://canlii.ca/t/hrgfb 2017 NSSC 239] (CanLII){{perNSSC|Arnold J}} at para 12<br>
''R v Garnier'', [http://canlii.ca/t/hrgfb 2017 NSSC 239] (CanLII){{perNSSC|Arnold J}} at para 12<br>
</ref> The court may, as a matter of efficiency and judicial economy, decide the issues on the basis of counsel summation of evidence.<ref>
</ref> The court may, as a matter of efficiency and judicial economy, decide the issues on the basis of counsel summation of evidence.<ref>
Garnier{{ibid}} at para 13<br>
Garnier{{ibid}} at para 13<br>
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Affidavits that are based on hearsay should be given little weight and generally should not be considered admissible as evidence on a Charter application.<ref>
Affidavits that are based on hearsay should be given little weight and generally should not be considered admissible as evidence on a Charter application.<ref>
R v Darrach, [http://canlii.ca/t/523t 2000 SCC 46] (CanLII), [2000] 2 SCR 443{{perSCC|Gonthier J}}<br>
''R v Darrach'', [http://canlii.ca/t/523t 2000 SCC 46] (CanLII), [2000] 2 SCR 443{{perSCC|Gonthier J}}<br>
R v Harris, [http://canlii.ca/t/6k4j 1994 CanLII 2986] (ONCA){{TheCourtONCA}}<br>
''R v Harris'', [http://canlii.ca/t/6k4j 1994 CanLII 2986] (ONCA){{TheCourtONCA}}<br>
R v Herter, [http://canlii.ca/t/256c7 2009 ONCJ 378] (CanLII){{perONCJ|Nicholas J}} at para 1<br>  
''R v Herter'', [http://canlii.ca/t/256c7 2009 ONCJ 378] (CanLII){{perONCJ|Nicholas J}} at para 1<br>  
</ref>
</ref>


Since evidence in a voir dire is separate and apart from evidence in the trial proper, each exhibit should be marked to be distinguished from the trial such as "V.D. Exhibit 1, etc".<Ref>
Since evidence in a voir dire is separate and apart from evidence in the trial proper, each exhibit should be marked to be distinguished from the trial such as "V.D. Exhibit 1, etc".<Ref>
R v Grey, [http://canlii.ca/t/fxf9n 2013 BCCA 232] (CanLII){{perBCCA|Frankel JA}} at para 42<br>
''R v Grey'', [http://canlii.ca/t/fxf9n 2013 BCCA 232] (CanLII){{perBCCA|Frankel JA}} at para 42<br>
</ref>
</ref>


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===Admissibility of Voir Dire Evidence Within the Trial===
===Admissibility of Voir Dire Evidence Within the Trial===
A ''voir dire'' is considered a separate hearing and so evidence admitted in the ''voir dire'' is not automatically evidence in the trial proper.<ref>
A ''voir dire'' is considered a separate hearing and so evidence admitted in the ''voir dire'' is not automatically evidence in the trial proper.<ref>
R v Gauthier, [http://canlii.ca/t/1z6fj 1975 CanLII 193] (SCC), [1977] 1 SCR 441{{perSCC|Pigeon J}} at 452<br>
''R v Gauthier'', [http://canlii.ca/t/1z6fj 1975 CanLII 193] (SCC), [1977] 1 SCR 441{{perSCC|Pigeon J}} at 452<br>
R v Viszlai, [http://canlii.ca/t/ftnz7 2012 BCCA 442] (CanLII){{perBCCA|Frankel JA}} at para 68<br>
''R v Viszlai'', [http://canlii.ca/t/ftnz7 2012 BCCA 442] (CanLII){{perBCCA|Frankel JA}} at para 68<br>
R v Erven, [http://canlii.ca/t/1mktn 1978 CanLII 19] (SCC), [1979] 1 SCR 926{{perSCC|Dickson J}}, at p. 932<br>
''R v Erven'', [http://canlii.ca/t/1mktn 1978 CanLII 19] (SCC), [1979] 1 SCR 926{{perSCC|Dickson J}}, at p. 932<br>
R v Darrach, [http://canlii.ca/t/523t 2000 SCC 46] (CanLII), [2000] 2 SCR 443{{perSCC|Gonthier J}} at para 66<br>
''R v Darrach'', [http://canlii.ca/t/523t 2000 SCC 46] (CanLII), [2000] 2 SCR 443{{perSCC|Gonthier J}} at para 66<br>
R v Dela Cruz, [http://canlii.ca/t/1rb9k 2007 MBCA 55] (CanLII), 220 CCC (3d) 272{{perMBCA|Freedman JA}}{{at|24}}<br>
R v Dela Cruz, [http://canlii.ca/t/1rb9k 2007 MBCA 55] (CanLII), 220 CCC (3d) 272{{perMBCA|Freedman JA}}{{at|24}}<br>
Gauthier{{supra}} at p. 454<br>
Gauthier{{supra}} at p. 454<br>
R v Sadikov, [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 30<br>
''R v Sadikov'', [http://canlii.ca/t/g2tgn 2014 ONCA 72] (CanLII){{perONCA|Watt JA}} at para 30<br>
</ref>  
</ref>  


The evidence heard in a voir dire can become evidence of the trial proper where it has been found admissible in the voir dire and both parties consent (known as a "blended" voir dire).<ref>
The evidence heard in a voir dire can become evidence of the trial proper where it has been found admissible in the voir dire and both parties consent (known as a "blended" voir dire).<ref>
R v Jir,  [http://canlii.ca/t/2d71m 2010 BCCA 497] (CanLII){{perBCCA|Frankel JA}} at para 10<br>  
''R v Jir'',  [http://canlii.ca/t/2d71m 2010 BCCA 497] (CanLII){{perBCCA|Frankel JA}} at para 10<br>  
R v Ballendine,  [http://canlii.ca/t/fl8xf 2011 BCCA 221] (CanLII){{perBCCA|Frankel J}} at para 84<br>
''R v Ballendine'',  [http://canlii.ca/t/fl8xf 2011 BCCA 221] (CanLII){{perBCCA|Frankel J}} at para 84<br>
R v Dela Cruz{{supra}} at para 26<br>
R v Dela Cruz{{supra}} at para 26<br>
</ref>
</ref>


Consent for a blended voir dire can be applied only to some of the evidence to the exclusion of the rest of the evidence heard.<Ref>
Consent for a blended voir dire can be applied only to some of the evidence to the exclusion of the rest of the evidence heard.<Ref>
e.g. R v Smith, [http://canlii.ca/t/gtrdb 2016 BCSC 1725] (CanLII){{perBCSC|Kent J}}, at paras 45 to 47<br>
e.g. ''R v Smith'', [http://canlii.ca/t/gtrdb 2016 BCSC 1725] (CanLII){{perBCSC|Kent J}}, at paras 45 to 47<br>
</ref>  
</ref>  


However, where there has been evidence accepted at the voir dire that would otherwise be inadmissible at trial, and which was consented as applicable to the trial, the validity of the verdict may be in question.<ref>
However, where there has been evidence accepted at the voir dire that would otherwise be inadmissible at trial, and which was consented as applicable to the trial, the validity of the verdict may be in question.<ref>
R v Wilson, [http://canlii.ca/t/fllg6 2011 BCCA 252] (CanLII){{perBCCA|Frankel JA}} at para 71<br>
''R v Wilson'', [http://canlii.ca/t/fllg6 2011 BCCA 252] (CanLII){{perBCCA|Frankel JA}} at para 71<br>
</ref>
</ref>



Revision as of 12:01, 13 January 2019

General Principles

A Voir Dire is a hearing to determine a question of law, including the admissibility of evidence.[1] It is typically held during a trial but is considered a separate hearing from the trial itself. It is known as a "trial within a trial" and designed to determine an issue separate from the trial on matters of procedure or admissibility of evidence.

  1. R v Sadikov, 2014 ONCA 72 (CanLII), per Watt JA at para 30 (A voir dire is to "determine the admissibility of evidence proposed for admission by a party to a criminal proceeding")

Procedure

The procedure in holding a voir dire is at the discretion of the judge based on the issue and nature of the "means of proof available".[1]

Failure to Follow Procedure
The failure of holding a voir dire to determine if potentially inadmissible evidence should be heard will not not always be fatal to the trial. Where the evidence is still tested and there is no prejudice to the accused to may still be valid. The court must consider whether the process was followed that served the same purpose as the voir dire.[2]

Directed Verdict
There seems to be some ability to make a motion for "non-suit or directed verdict" motion by the responding party to a voir dire application.[3]

Jury Trials
A voir dire should always be held in absence of the jury.[4] It is important that the jury not be told anything about the purpose of the voir dire or the result of the hearing.[5]

Timing of voir dire
It has been recommended that judges ruling on voir dires "should resist making final rulings until such time as they required to do so". As the trial progresses many issues may resolve themselves. However, where the "proposed evidence is likely to have a significant impact on the outcome of the trial" then it should be dealt with early. [6]

Multiple Void Dies
Each evidentiary issue should be treated as a separate voir dire and their evidence cannot be joined without consent.[7] That being said, particular pieces of evidence may raise multiple issues of admissibility and are usually treated together. Caution must be taken by the judge to ensure their ruling reflect "an informed understanding" of the governing law.[8]

  1. R v Sadikov, 2014 ONCA 72 (CanLII), per Watt J at para 32
  2. R v DAR, 2012 NSCA 31 (CanLII), per Bryson J
  3. R v Gartland, 1981 CarswellOnt 1845, 7 W.C.B. 110 (*no CanLII links) at para 26 (the accused person must be afforded "every essential procedural step and safeguard available to him on his trial on the merits of the substantive offence, in so far as it can be applicable...") cited also in R v BT, 2012 NSPC 59 (CanLII), per Derrick J
  4. R v Viszlai, 2012 BCCA 442 (CanLII), per Frankel J at paras 69 to 72
  5. Viszlai, ibid.
  6. R v Harris, 1997 CanLII 6317 (ON CA), per Moldaver JA, at para 38
  7. Sadikov, supra at para 31
  8. Sadikov, supra at para 33

Types of Voir Dires

Applying Rules Evidence

The judge must determine whether the "conditions precedent" to the admission of evidence have been met.[1]

  1. R v Sadikov, 2014 ONCA 72 (CanLII), per Watt JA at para 30

Constitutional Challenges to the Admissibility of Evidence

The process of challenging the constitutionality of the admissibility of evidence requires first an inquiry into the constitutionality of the state's conduct and then second, should a finding of unconstitutionality is found, an inquiry into the "admissibility of the evidence obtained by the infringement".[1]

Provincial Rules of Court may also provide guidance on procedure.[2]

  1. R v Sadikov, 2014 ONCA 72 (CanLII), per Watt JA at para 35
  2. e.g. Ontario: Rule 31 of the Criminal Proceedings Rules

Challenging Warrant Validity

See also: Standard of Review of a Judicial Authorization

Procedurally, a voir dire on the for the validity of a warrant should proceed as follows:[1]

(a) The trial judge should determine whether a voir dire is necessary and, if so, whether the calling of evidence should be permitted;
(b) If the judge accedes to the request to hold a voir dire and the accused wishes to cross-examine the informant, then the accused must obtain leave of the judge to do so. If the judge grants leave, then he or she can limit the scope of the cross-examination;
(c) Cross-examination should proceed to the extent permitted by the order granting leave;
(d) Re-examination, if any, should follow the cross-examination; and
(e) The trial judge should determine whether the record as amplified on the review could support the issuance of the warrant.
  1. R v Wilson, 2011 BCCA 252 (CanLII), per Frankel JA at para 69

Waiver

A voir dire cannot be waived by mere silence of counsel.[1]

Unequivocal admission of the issue by an opposing party should generally be sufficient to forgo a voir dire.[2] The judge should be be satisfied that counsel understood the matter and has made an informed decision.[3]

  1. Powell v R, 1976 CanLII 155 (SCC), [1977] 1 SCR 362, per De Grandpre J
    Park v R, 1981 CanLII 56 (SCC), [1981] 2 SCR 64, per Dickson J
  2. e.g. R v Dietrich, 1970 CanLII 377 (ON CA), (1970), 1 CCC (2d) 49, per Gale CJ
  3. Park, supra at p. 73 (SCR)

Voir Dire Evidence

Charter applications require a factual record. They cannot be argued in a vacuum.[1]

There is no strict requirement in law that voir dires must be conducted on viva voce evidence.[2] The court may, as a matter of efficiency and judicial economy, decide the issues on the basis of counsel summation of evidence.[3]

Affidavits that are based on hearsay should be given little weight and generally should not be considered admissible as evidence on a Charter application.[4]

Since evidence in a voir dire is separate and apart from evidence in the trial proper, each exhibit should be marked to be distinguished from the trial such as "V.D. Exhibit 1, etc".[5]

The accused can be cross-examined at trial on evidence that they gave during a voir dire.[6] During the voir dire, he may be questioned on the truthfulness of a previous statement.[7]

  1. See MacKay v Manitoba, 1989 CanLII 26 (SCC), [1989] 2 SCR 357, per Cory J
    Danson v Ontario, 1990 CanLII 93 (SCC), [1990] 2 SCR 1086, per Sopinka J
  2. R v Kematch, 2010 MBCA 18 (CanLII), per Monnin JA
    R v Garnier, 2017 NSSC 239 (CanLII), per Arnold J at para 12
  3. Garnier, ibid. at para 13
    United States of America v Anderson (2007), 218 CCC (3d) 225 (Ont. C.A.), 2007 ONCA 84 (CanLII), per Doherty JA at para. 37
    R v S(DG), 2012 MBQB 19 (CanLII), per Spivak J at paras. 6-7, aff’d 2013 MBCA 69 (CanLII), per Chartier JA
  4. R v Darrach, 2000 SCC 46 (CanLII), [2000] 2 SCR 443, per Gonthier J
    R v Harris, 1994 CanLII 2986 (ONCA), per curiam
    R v Herter, 2009 ONCJ 378 (CanLII), per Nicholas J at para 1
  5. R v Grey, 2013 BCCA 232 (CanLII), per Frankel JA at para 42
  6. Darrach, supra
  7. R v DeClercq, [1968] SCR 902, 1968 CanLII 24 (SCC), per Martland J

Admissibility of Voir Dire Evidence Within the Trial

A voir dire is considered a separate hearing and so evidence admitted in the voir dire is not automatically evidence in the trial proper.[1]

The evidence heard in a voir dire can become evidence of the trial proper where it has been found admissible in the voir dire and both parties consent (known as a "blended" voir dire).[2]

Consent for a blended voir dire can be applied only to some of the evidence to the exclusion of the rest of the evidence heard.[3]

However, where there has been evidence accepted at the voir dire that would otherwise be inadmissible at trial, and which was consented as applicable to the trial, the validity of the verdict may be in question.[4]

The choice of whether to consent to a blended voir dire will have an effect on the manner in which evidence is presented. A non-blended voir dire may require the defence to lead evidence to establish the violation. A blended voir dire will require the evidence to be lead by the Crown.[5]

  1. R v Gauthier, 1975 CanLII 193 (SCC), [1977] 1 SCR 441, per Pigeon J at 452
    R v Viszlai, 2012 BCCA 442 (CanLII), per Frankel JA at para 68
    R v Erven, 1978 CanLII 19 (SCC), [1979] 1 SCR 926, per Dickson J, at p. 932
    R v Darrach, 2000 SCC 46 (CanLII), [2000] 2 SCR 443, per Gonthier J at para 66
    R v Dela Cruz, 2007 MBCA 55 (CanLII), 220 CCC (3d) 272, per Freedman JA, at para 24
    Gauthier, supra at p. 454
    R v Sadikov, 2014 ONCA 72 (CanLII), per Watt JA at para 30
  2. R v Jir, 2010 BCCA 497 (CanLII), per Frankel JA at para 10
    R v Ballendine, 2011 BCCA 221 (CanLII), per Frankel J at para 84
    R v Dela Cruz, supra at para 26
  3. e.g. R v Smith, 2016 BCSC 1725 (CanLII), per Kent J, at paras 45 to 47
  4. R v Wilson, 2011 BCCA 252 (CanLII), per Frankel JA at para 71
  5. See Charter Applications for details on burden

See Also